Chong Wu

Regulatory & Compliance Advisor at GLG Ltd.
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Contact Information
us****@****om
(386) 825-5501
Location
France, FR
Languages
  • Chinese -
  • French -
  • English -
  • Italian -

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Credentials

  • Registered Financial Analyst
    International Association of Bookkeepers
    Jun, 2019
    - Nov, 2024
  • Economist
    中国人民银行

Experience

    • Canada
    • Business Consulting and Services
    • 1 - 100 Employee
    • Regulatory & Compliance Advisor
      • Feb 2021 - Present

      Act as the matters expert and compliance advisor to Gerson Lehrman Group by the side of Fintech, Capital Market & International Investment Provide compliance advisory for cross-border investment and issues of IPO to the market of America & APAC Set up an UK Privated Fund in APAC and greatly reducing the time to a successful opening successfully & Compliance problems address Skill in digital transformation strategy and analysis of policies related to Digital Currency of authorities Act as the matters expert and compliance advisor to Gerson Lehrman Group by the side of Fintech, Capital Market & International Investment Provide compliance advisory for cross-border investment and issues of IPO to the market of America & APAC Set up an UK Privated Fund in APAC and greatly reducing the time to a successful opening successfully & Compliance problems address Skill in digital transformation strategy and analysis of policies related to Digital Currency of authorities

    • Luxembourg
    • Banking
    • 1 - 100 Employee
    • Matters Expert in International Regulations
      • Dec 2019 - Jan 2021

      To be responsible for the management of inter-banking business policies and compliance of Financial Institutions,formulate business development strategies adapted to them Lead the team on Regulatory Database Portfolio handling for consistence, timeliness, transparency, completeness, and smoothness for the bank Strategic cost management Contract management with bidding process Playing a key role to drive the team to be professional and high quality service in international inter-bank business Show less

    • Canada
    • Business Consulting and Services
    • 1 - 100 Employee
    • Investment Compliance Advisor
      • Apr 2017 - Nov 2019

      Act as the matters expert by the side of Fund, Capital Market & International Investment Provide compliance advisory for cross-border investment and issues of IPO to the market of America Skill in consultation to american agencies upon investment policies in capital market of APAC Support international investment institutions in providing public policy and compliance advises on M&A Act as the matters expert by the side of Fund, Capital Market & International Investment Provide compliance advisory for cross-border investment and issues of IPO to the market of America Skill in consultation to american agencies upon investment policies in capital market of APAC Support international investment institutions in providing public policy and compliance advises on M&A

    • China
    • Financial Services
    • 1 - 100 Employee
    • Researcher of Strategy and Financial Market
      • Feb 2016 - Mar 2017

      Lead the team focus on macroeconomic analysis and financial derivatives development research, international Captital market system, laws and regulations tracking and research; • Run the team research and publish the main contents of the<EU benchmark index regulation and its implications for APAC's index industry regulation> • Member in related work on the Pakistan Exchange M&A • Diplomat affaires with international Exchange relationships management Lead the team focus on macroeconomic analysis and financial derivatives development research, international Captital market system, laws and regulations tracking and research; • Run the team research and publish the main contents of the<EU benchmark index regulation and its implications for APAC's index industry regulation> • Member in related work on the Pakistan Exchange M&A • Diplomat affaires with international Exchange relationships management

    • China
    • Banking
    • 1 - 100 Employee
    • Section Chief of Bureau Financial Stability
      • Aug 2013 - Jan 2016

      To be the member of CBCM (Cross-border Crisis Management) Global team under Financial Stability Board (FSB) & Basel International Settlements (BIS), successfully engaged and rolled out global crisis resolution and recovery regulation for 30+G-SIBs(Global Systematical Important Banks)• Lead the team involving the material of RAP (Resolution Assessment Process) and GLAC(Gone-concern Loss-absorbing Capacity) for consideration under FSB as the Cross-border crisis management supervision cooperation in the field of G-SIBs risks which above contents agreed by the G20 SummitTo be member of national Basel iii group review sorts of provisions for risk management performing of banking industry & BIS affaries Comprehensive analysis and assessment of systemic financial risk and financial market conditions, to provide the policy recommendations of preventing and reducing the systemic financial risk to the central goverment Show less

    • Chief Officer of management foreign exchange
      • Aug 2008 - Jul 2013

      Supervision of financial institutions and markets of the foreign exchange capital outflow and inflow through the State Foreign Exchange management regulationsRegulate the international business of commercial banks and insurance institutions, to be responsible for the compliance management of exchange settlement business of FX in commercial banksSupervision capital market projects under foreign direct investment in foreign exchangeApproval of the overseas direct investment management and domestic enterprises of American Listing and Equity investment Member of the reform in national foreign exchange management system,greatly saved the international settlement business time and compliance costs for banking industry Show less

    • France
    • Banking
    • 700 & Above Employee
    • Syndicated Loan Credit Approval
      • Jun 2007 - May 2008

      To provide syndicated loans credit services in large enterprises and major project financing; To participate in the formulation of the syndicated loan agreement; Responsible for the lead line and the members of the syndicated business; According to the scale of financing projects, the direct participation and indirect participation in the international syndicated loan financing and credit management. Responsible for liaison with the French central bank and other regulatory agencies, etc.. Show less

Education

  • Paris School of Business
    Doctor's Degree
    2023 - 2026
  • Université de Poitiers
    Management of Enterprise Administration, Management of Enterprises
    2006 - 2008

Community

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