Experience

FundRock LRI

• Investment Management
• 1 - 100 Employee

• J.Risk Manager

  • Oct 2022 - Present

  - Review of daily Risk production (Market and Liquidity Risk) - Review of eligibility of assets, their categorisation and the investment restrictions that apply to them in accordance with CSSF laws & regulations - Assessing and making classification of investment breaches for funds - Perform eligibility checks according to UCITS requirements - Knowledge of Structured products/Investment Limits/MSCI/Riskmetrics/Bloomberg/RockHub - Implementation of New Products into the Risk System / Coverage Checks - Adhoc-Upload of Funds - Support on Back-testing Request - Support on Leverage Computation of Funds And ESG Reporting - Preparing UCITS/AIFMD applications in accordance with applicable regulations (Quarterly Reporting) Show less



Apex Group Ltd

• Bermuda
• Financial Services
• 700 & Above Employee

• Senior Fund Accountant

  • Mar 2019 - Sep 2022

  - Involve in the on-boarding process of Apex NAV operating offices. - Primary day-to-day contact with brokers/custodians and clients for the funds in the portfolio - Adherence to and maintaining the Apex standard of service, policies and procedures. - Cash and portfolio and/or dividend reconciliation to bank and broker - Working with multi series funds & Master feeder funds - Understanding of performance fees & hurdle rates - Prepare working files and NAV calculation for funds. - Update fund accounting system for funds in the portfolio. - Use of accounting software. - Ensure trade confirmation with broker. - Completion of ad-hoc projects as required by clients or reporting line manager. - Timely reporting of any issues to reporting line manager. - Recording of all investor transactions including subscriptions, redemptions, transfers, and year-end procedures. - Responsible for the training of Junior staff. - Preparation and review of financial statements and management account. - Liaising with auditor on financial statement statutory audit. - Abide to internal control procedures. - Process invoices and bank transfers for fund clients, and ensure liaison with banks for settlements. - Preparation and filing of statutory returns with relevant authorities. - Understanding and application of AML/CFT regulations to funds in portfolio and to investor/client onboarding. Show less