Catherine Luginbuhl

Client onboarding & KYC Officer at Deutsche Bank (Suisse) S.A.
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Contact Information
us****@****om
(386) 825-5501
Location
Geneva Metropolitan Area, CH
Languages
  • Français Native or bilingual proficiency
  • Espagnol Native or bilingual proficiency
  • Anglais Full professional proficiency
  • allemand Limited working proficiency
  • italien Elementary proficiency
  • portugais Elementary proficiency
Skills

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LinkedIn User

I had the pleasure of working with Cathy on a professional basis. She is always keen to help and has a good grasp of the varied financial products available. I can recommend her for a senior role in compliance or relationship management.

Paul Brown

A thoroughly professional, team player with excellent client management skills

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Credentials

  • Pause-café : La communication interpersonnelle
    LinkedIn
    Apr, 2020
    - Sep, 2024

Experience

  • Deutsche Bank (Suisse) S.A.
    • Switzerland
    • Investment Banking
    • 1 - 100 Employee
    • Client onboarding & KYC Officer
      • Mar 2022 - Present

      LATAM, PDR, a Front Office due diligence support, DD Special Matter Expert reviews and assessments. LATAM, PDR, a Front Office due diligence support, DD Special Matter Expert reviews and assessments.

  • CBH Compagnie Bancaire Helvétique SA
    • Switzerland
    • Banking
    • 1 - 100 Employee
    • Senior AML Compliance Specialist
      • Sep 2016 - Feb 2022

      On-boarding, KYC, KYT, AML, FATCA , FIU filing, train, GoAML Management Set up and help in the needed implementations, On-boarding, KYC, KYT, AML, FATCA , FIU filing, train, GoAML Management Set up and help in the needed implementations,

  • Banque Lombard Odier & Cie SA
    • Temporary assignment contract in the FATCA Entity Task Force
      • Mar 2016 - Jun 2016

      Entity FATCA remediations until end of June 2016. Entity FATCA remediations until end of June 2016.

  • Banque Raiffeisen de Meyrin
    • Switzerland
    • Financial Services
    • Compliance Internship
      • Oct 2015 - Mar 2016

      Follow-up Public Ministry requests. Escrow "Office des poursuites", Operational company structure reviews, unfair practice, PEP, Briberry, 2014 Narilo Dormant account reviews, KYC reviews, CDB16 internal training assistance, implementation and Front Office follow-up/support. On boarding client's reviews. Follow-up Public Ministry requests. Escrow "Office des poursuites", Operational company structure reviews, unfair practice, PEP, Briberry, 2014 Narilo Dormant account reviews, KYC reviews, CDB16 internal training assistance, implementation and Front Office follow-up/support. On boarding client's reviews.

  • HSBC Private Bank
    • Financial Services
    • 1 - 100 Employee
    • Relationship Manager
      • Apr 2015 - Sep 2015

      My role was to remediate files in a strict due diligence and collaboration within our Compliance and Legal departments. The objective is to reduce the client market and risk exposures.

    • Relationship Manager (Farmer)
      • Jun 2013 - Mar 2015

      I have been working very hard within the UK Private Banking team until end of March 2015. The objective was to remediate files, retain and re-establish trust. This was a success. I have been able to further develop relationships through the Group. Beside, one of my roles has also been to train a new RM.

  • L'association "Les 24 heures de rugby d'Avusy"
    • Treasurer & Secretary (Registered at the RC, GVA) - Volonteer
      • Jan 2009 - Dec 2013

      I was proud to be part of a team who organises a 5000 people event in Geneva. I did handle either the logistic, financial, agreements, exchanges and, more importantly, a lot of companies and persons enjoyed it. It is a success and our Rugby school received the benefit both financially but also in finding new rugby players, trainers, etc.,to further develop rubgy in Geneva and Switzerland. I was proud to be part of a team who organises a 5000 people event in Geneva. I did handle either the logistic, financial, agreements, exchanges and, more importantly, a lot of companies and persons enjoyed it. It is a success and our Rugby school received the benefit both financially but also in finding new rugby players, trainers, etc.,to further develop rubgy in Geneva and Switzerland.

  • Phanar Asset Management AG
    • Financial Services
    • 1 - 100 Employee
    • External third party Relationship Manager
      • Dec 2012 - May 2013

      I am pursuing my career within Phanar and look forward to be able to work within a European Licence. Principally hired to develop further the European Onshore business, offering a high quality financial service, investment proposals, financial solutions through out a wide financial Swiss and International network. I am pursuing my career within Phanar and look forward to be able to work within a European Licence. Principally hired to develop further the European Onshore business, offering a high quality financial service, investment proposals, financial solutions through out a wide financial Swiss and International network.

  • Institut futura21
    • Switzerland
    • Human Resources Services
    • 1 - 100 Employee
    • Eleve
      • Dec 2012 - May 2013

      I was a student/client and had a lot of pleasure in helping and assisting a group of very different persons, coming from different sectors (Education, Media, Marketing, etc.). One of the objectives was to also make a complete review of my competences. I was a student/client and had a lot of pleasure in helping and assisting a group of very different persons, coming from different sectors (Education, Media, Marketing, etc.). One of the objectives was to also make a complete review of my competences.

  • Société financière Portailprivé SA
    • External third party Relationship Manager (EAM)
      • May 2010 - Nov 2012

      Principally hired to acquire VIP clientèle. Principally hired to acquire VIP clientèle.

  • Commune d'Avusy
    • Municipal Councillor & Chair of the Social Committee
      • 2007 - 2011

      I enjoyed helping, supporting and realising projects for our local population and for every generations. I enjoyed helping, supporting and realising projects for our local population and for every generations.

  • Banque Julius Baer & Cie SA
    • Private Banker, Director
      • Sep 2008 - Apr 2010

      Principally hired to acquire VIP clientèle from Spain. Support and implement a structure for the new team within its business plan. Principally hired to acquire VIP clientèle from Spain. Support and implement a structure for the new team within its business plan.

  • Barclays
    • India
    • Outsourcing/Offshoring
    • 1 - 100 Employee
    • Associate Director
      • Sep 2005 - Aug 2008

      AUM’s CHF 150m, mainly Spanish clients. AUM’s CHF 150m, mainly Spanish clients.

  • Barclays Bank (Suisse) SA
    • Switzerland
    • Real Estate
    • Affluent Banker, Director
      • Jul 2003 - Aug 2005

      Held a book of private clients in Switzerland between CHF 1 and 2 mios, who were mainly Spanish clients. During 2004 and 2005 I have implemented an External asset management agreement in accordance with all parties and that worked online. One of my relationships was based in Tel-Aviv, Israel market. It has also been a success story.

    • Head of International Premier Banking
      • Apr 2001 - Jun 2003

      - Department that regroup all our private clientele between CHF 250k and CHF 1mio, specialised in Asset management in Switzerland - Management of a Team of 10 people with "juniors"​ and "seniors"​ Relationship Managers and assistants - Implement the roles and responsibilities of each (put the structure in place) - Coach each individually - Find & organize courses adapted to their/our professional objectives - Quarterly performance & development plan reviews with each… Show more - Department that regroup all our private clientele between CHF 250k and CHF 1mio, specialised in Asset management in Switzerland - Management of a Team of 10 people with "juniors"​ and "seniors"​ Relationship Managers and assistants - Implement the roles and responsibilities of each (put the structure in place) - Coach each individually - Find & organize courses adapted to their/our professional objectives - Quarterly performance & development plan reviews with each individual - Management of the Budget, costs & salaries rigourously - Daily follow-up and control of all banking transactions - Daily follow-up KYC annual reviews and remediations in a strict Due diligence supervision - Always organized internship for students/youngs - Develop our contacts & opportunities in order to grow our book of clients - Elaboration of the "Business Plan"​ which includes : a market study, our objectives, our organigram, our weakness/stengths and threats, duties repartition within the team, a split of the assets by AUM's, region, category of investment, etc. - Set up a financial product all together customized to our client's demand. It has been a sale success story, both for the bank and our clients !

  • Barclays Bank Suisse SA
    • Switzerland
    • Real Estate
    • Private Banker Executive
      • Sep 1999 - Apr 2001

      Private Banker with a book of Spanish clients and Key Business User in the "Avaloq" IT Banking system implementation for the Iberian Private Banking team. Private Banker with a book of Spanish clients and Key Business User in the "Avaloq" IT Banking system implementation for the Iberian Private Banking team.

    • AVALOQ/ADVANTAGE IT Key Business User
      • Nov 1998 - Sep 1999

      I have worked in partnership with PwC and BZI (foundor of the Financial Advantage/Avaloq banking system). I was responsible to train 25 people (asset managers, assistants, trust officers...) in the new banking sytem and in the implementation in April 1999. I have created an Avaloq User Guide for all the Users within Barclays Switzerland (it was made as a "Cartoon" booklet, easy to use) (August 1999). I have worked in partnership with PwC and BZI (foundor of the Financial Advantage/Avaloq banking system). I was responsible to train 25 people (asset managers, assistants, trust officers...) in the new banking sytem and in the implementation in April 1999. I have created an Avaloq User Guide for all the Users within Barclays Switzerland (it was made as a "Cartoon" booklet, easy to use) (August 1999).

    • Senior Private Banker Assistant
      • Jul 1997 - Aug 1999

      - Management of all the Administrative work related to the department and follow-up of the private client's Director portfolios - Assist and answer to client's requests - Renewal of all investmentss - Train the fixed and temporay new staff - Follow-up of the daily client's transactions - Management of all the Administrative work related to the department and follow-up of the private client's Director portfolios - Assist and answer to client's requests - Renewal of all investmentss - Train the fixed and temporay new staff - Follow-up of the daily client's transactions

  • Banco del Gottardo, Geneva
    • Secrétaire/Assistante de gestion
      • Sep 1992 - Jun 1997

      Assist a Private Banker working for the Iberian team. Assist a Private Banker working for the Iberian team.

Education

  • VisionCompliance Institute, Geneva
    AML Compliance Officer Specialist Diploma, Private Banking
    2016 - 2016
  • The University of Manchester
    ICA Certificate in Anti Money Laundering and Sanctions Compliance with Merit, Compliance
    2015 - 2015
  • Julius Baer Academic
    Asset Manager, Asset management
    2009 - 2009
  • CFA Institute
    CFA level I, Ethical and Professional Standards
    2004 - 2005
  • CRPM
    CSM, Business Administration and Management, General
    2001 - 2004
  • Barclays Institute
    Portfolio Asset Manager Certification, Asset management
    1999 - 2000
  • IFAGE - UNIGE
    -, Asset management classes in UNIGE
    1993 - 1995
  • Acalanes School, Lafayette, California (USA)
    TOEFL, TSE, TWE, English Language and Literature, General
    1991 - 1992
  • Ecole Supérieure de Commerce de Châtelaine
    CFC, Commercial
    1988 - 1991
  • Ecole obligatoire pour résidents espagnols
    CFC exam in Spanish, langue espagnole
    1977 - 1987

Community

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