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5.0

/5.0
/ Based on 2 ratings
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Chris Smerald

Caroline has a real appreciation for the deeper issues in operational risk management (such as culture, complexity, and overlap with other risks) and is keen to push towards developing best practice.

Alex Hindson

Caroline is a very thoughtful and organised risk professional and has done a great job with ORIC of starting to fulfill the potential of the organisation by delivering on its promise, It is also a pleasure to work with Caroline,

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Credentials

  • FIRM (Fellow Institute of Risk Management)
    IRM

Experience

    • United Kingdom
    • Financial Services
    • 1 - 100 Employee
    • Chief Executive
      • Jan 2014 - Present

      Responsible for the performance and results of the company which provides risk management services to insurance and investment firms.

    • Director of ORIC
      • Jan 2012 - Present

    • Head of ORIC
      • Jan 2012 - Dec 2013

    • United Kingdom
    • Education Administration Programs
    • 1 - 100 Employee
    • Member of Technical Development Committee
      • Apr 2015 - Jul 2020

      Member of committee to support, inform and advance the IRM's professional standards and educational development. Member of committee to support, inform and advance the IRM's professional standards and educational development.

    • United Kingdom
    • Non-profit Organizations
    • 1 - 100 Employee
    • Independent Non-Executive Director
      • Nov 2015 - Nov 2018
    • United States
    • Insurance
    • 1 - 100 Employee
    • Senior Analyst, Financial Institutions and Professional Lines
      • Oct 2009 - Jan 2012
    • India
    • Outsourcing/Offshoring
    • 1 - 100 Employee
    • Operational Risk Manager
      • Sep 2009 - Oct 2009

      Contract Position Contract Position

    • Russian Federation
    • Business Consulting and Services
    • 1 - 100 Employee
    • Group Risk Manager
      • May 2005 - Jun 2009

      Strategy and Policy

    • Operational Risk Relationship Manager (Retail)
      • Aug 2004 - Aug 2005

    • Controls Manager (Retail Investment Services)
      • Jun 2003 - Jul 2004

    • Compliance Manager
      • May 2000 - May 2003

Education

  • CFIRM (Certified Fellow Institute of Risk Management)
    2012 -
  • FIOR (Fellow Institute of Operational Risk)
    2018 -
  • MIRM
    2009 -
  • CII
    Financial Planning Certificate - Papers 1 & 2
  • CIOBS
    Certificate in Mortgage Advice and Practice - Full Qualification
  • IRM
    International Diploma in Risk Management
  • Napier University
    (BSc) Hons 2.1, Science and Management

Community

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