Experience

Much

• United States
• Financial Services
• 1 - 100 Employee

• Founder & CEO

  • Jan 2022 - Present

  Money management platform helping individuals take control of their finances. Corporate financial wellness under Rudder Fi. Money management platform helping individuals take control of their finances. Corporate financial wellness under Rudder Fi.



Alloy

• United States
• Financial Services
• 100 - 200 Employee

• Solutions Architect

  • Jan 2021 - Jan 2022



Crew Me Up Inc.

• United States
• Entertainment Providers
• 1 - 100 Employee

• Software Engineer

  • Jan 2020 - May 2020



Brown Brothers Harriman

• United States
• Financial Services
• 700 & Above Employee

• Assistant Vice President - Senior FX Documentation and Onboarding Analyst

  • Jun 2017 - Jun 2019

  • Responsible for onboarding new Foreign Exchange (FX) clients and managing the client onboarding documentation process (approximately 15-25 clients a month) • Scoping out required client documentation and establishing line of communication with client • Creating and managing internal approvals for Credit, Risk, and Capacity • Manage documentation request for industry and bespoke FX trading agreements (ISDA, EMIR, CSA, etc.) • Responsible for liaising with… Show more • Responsible for onboarding new Foreign Exchange (FX) clients and managing the client onboarding documentation process (approximately 15-25 clients a month) • Scoping out required client documentation and establishing line of communication with client • Creating and managing internal approvals for Credit, Risk, and Capacity • Manage documentation request for industry and bespoke FX trading agreements (ISDA, EMIR, CSA, etc.) • Responsible for liaising with external clients to manage workflow expectations, scope of documentation, and legal questions • Created FX documentation Access database; used as tool to manage workflow and the status of documentation. Creates weekly metrics report for senior management to provide an overview of client volume, revenue, and documentation status

• Assistant Vice President- Senior AML/KYC Compliance Analyst

  • Jun 2015 - Jun 2017

  • Responsible for tracking, maintaining, and approving all account opening exceptions • Conducted CID (Customer Identification Document) renewal reviews on low, medium, and high risk rated clients (individual, joint accounts, banks, trust, funds, investment advisors, etc.) including CIP documentation review and client verification • Responsible for conducting Enhanced Due Diligence (EDD) on all high risk clients and developed guidance for the team on google boolean searches • Created… Show more • Responsible for tracking, maintaining, and approving all account opening exceptions • Conducted CID (Customer Identification Document) renewal reviews on low, medium, and high risk rated clients (individual, joint accounts, banks, trust, funds, investment advisors, etc.) including CIP documentation review and client verification • Responsible for conducting Enhanced Due Diligence (EDD) on all high risk clients and developed guidance for the team on google boolean searches • Created KYC-AML Access database as a case management tool for the CID Renewals Team • Created adverse news database to track open and escalated adverse news items for the Negative News KYC-AML Group • Assist with providing metrics for CID Renewals and common rejection items as it relates to KYC Files • Assist with reviewing and approving Patriot Act Certifications and recertifications • Assisted in assessing and revamping QA/QT process for the KYC AML group • Assisted with conducting QA/QT for KYC AML (account opening and CID renewals) client files • Miscellaneous project assignments (Foreign Financial Institution EDD calls with clients, responding to regulatory request, etc.)



Crowe

• United States
• Accounting
• 700 & Above Employee

• Senior Risk and Compliance Consultant

  • Aug 2014 - Jul 2015

  • Actimize SAM implementation • Assisted with transaction monitoring coverage assessment • Developed expected, actual, and manual alert requirements • Transaction monitoring customization scoping/ rules and model selection • Assessment of current vs future monitoring with items to consider and risk areas • OFAC Sanctions Data Validation and System Implementation • Bridger Insight System Implementation for OFAC Customer Screening • Performed data validation gap analysis… Show more • Actimize SAM implementation • Assisted with transaction monitoring coverage assessment • Developed expected, actual, and manual alert requirements • Transaction monitoring customization scoping/ rules and model selection • Assessment of current vs future monitoring with items to consider and risk areas • OFAC Sanctions Data Validation and System Implementation • Bridger Insight System Implementation for OFAC Customer Screening • Performed data validation gap analysis between source systems, AML functionality and business requirements • Assisted with performing data validation for various source systems based on the detailed Extraction, Transformation, and Loading (ETL) data process • Responsible for gathering business requirements from client’s senior management and documentation review for various projects Show less • Actimize SAM implementation • Assisted with transaction monitoring coverage assessment • Developed expected, actual, and manual alert requirements • Transaction monitoring customization scoping/ rules and model selection • Assessment of current vs future monitoring with items to consider and risk areas • OFAC Sanctions Data Validation and System Implementation • Bridger Insight System Implementation for OFAC Customer Screening • Performed data validation gap analysis… Show more • Actimize SAM implementation • Assisted with transaction monitoring coverage assessment • Developed expected, actual, and manual alert requirements • Transaction monitoring customization scoping/ rules and model selection • Assessment of current vs future monitoring with items to consider and risk areas • OFAC Sanctions Data Validation and System Implementation • Bridger Insight System Implementation for OFAC Customer Screening • Performed data validation gap analysis between source systems, AML functionality and business requirements • Assisted with performing data validation for various source systems based on the detailed Extraction, Transformation, and Loading (ETL) data process • Responsible for gathering business requirements from client’s senior management and documentation review for various projects Show less



Morgan Stanley

• United States
• Financial Services
• 700 & Above Employee

• Global Anti-Money Laundering & Compliance (KYC/EDD) Manager

  • Jul 2013 - Jul 2014

  • Foreign Financial Institution (FFI) project facilitator responsible for conducting and coordinating enhanced due diligence annual reviews for Foreign Financial institutions - Managed analyst workflow (annual review analyst assignments and analyst metrics). - Coordinated FFI region calls, produce region and branch bi-weekly status reports, and provide guidance to Senior Compliance Risk Officers when needed. - Conducted enhanced due diligence (EDD) reviews on Foreign Financial… Show more • Foreign Financial Institution (FFI) project facilitator responsible for conducting and coordinating enhanced due diligence annual reviews for Foreign Financial institutions - Managed analyst workflow (annual review analyst assignments and analyst metrics). - Coordinated FFI region calls, produce region and branch bi-weekly status reports, and provide guidance to Senior Compliance Risk Officers when needed. - Conducted enhanced due diligence (EDD) reviews on Foreign Financial institutions o Reviews included but were not limited to: Negative media searches, transaction analysis, enhanced due diligence screening, CIP verification and review • Conducted enhanced due diligence reviews for high risk clients during the account opening process via both internal and external database searches • Provided guidance including the assessment of related compliance risks and the identification and interpretation of applicable laws and regulations • Conducted EDD new account reviews for various high risk client types • Communicated adverse findings to management with recommendations regarding how to proceed (i.e. further research and/or closing accounts) Show less • Foreign Financial Institution (FFI) project facilitator responsible for conducting and coordinating enhanced due diligence annual reviews for Foreign Financial institutions - Managed analyst workflow (annual review analyst assignments and analyst metrics). - Coordinated FFI region calls, produce region and branch bi-weekly status reports, and provide guidance to Senior Compliance Risk Officers when needed. - Conducted enhanced due diligence (EDD) reviews on Foreign Financial… Show more • Foreign Financial Institution (FFI) project facilitator responsible for conducting and coordinating enhanced due diligence annual reviews for Foreign Financial institutions - Managed analyst workflow (annual review analyst assignments and analyst metrics). - Coordinated FFI region calls, produce region and branch bi-weekly status reports, and provide guidance to Senior Compliance Risk Officers when needed. - Conducted enhanced due diligence (EDD) reviews on Foreign Financial institutions o Reviews included but were not limited to: Negative media searches, transaction analysis, enhanced due diligence screening, CIP verification and review • Conducted enhanced due diligence reviews for high risk clients during the account opening process via both internal and external database searches • Provided guidance including the assessment of related compliance risks and the identification and interpretation of applicable laws and regulations • Conducted EDD new account reviews for various high risk client types • Communicated adverse findings to management with recommendations regarding how to proceed (i.e. further research and/or closing accounts) Show less



Citi

• United States
• Financial Services
• 700 & Above Employee

• FIU (KYC/EDD) Intermediate Compliance Officer / Interim Team Lead

  • Sep 2010 - Jun 2013

  • Responsible for conducting due diligence reviews on any existing high-risk customer accounts escalated by the Citi Private Wealth Management business sector and CPWM risk advisory group (Negative media searches, CIP documents, EDD screening) • Responsible for providing guidance to Citi branches and new analyst by assisting with writing policies, procedures, and training new analyst • Responsible for responding to information requests regarding brokerage accounts including… Show more • Responsible for conducting due diligence reviews on any existing high-risk customer accounts escalated by the Citi Private Wealth Management business sector and CPWM risk advisory group (Negative media searches, CIP documents, EDD screening) • Responsible for providing guidance to Citi branches and new analyst by assisting with writing policies, procedures, and training new analyst • Responsible for responding to information requests regarding brokerage accounts including frozen accounts, lifting account freezes, blocking accounts, and approving account applications. Show less • Responsible for conducting due diligence reviews on any existing high-risk customer accounts escalated by the Citi Private Wealth Management business sector and CPWM risk advisory group (Negative media searches, CIP documents, EDD screening) • Responsible for providing guidance to Citi branches and new analyst by assisting with writing policies, procedures, and training new analyst • Responsible for responding to information requests regarding brokerage accounts including… Show more • Responsible for conducting due diligence reviews on any existing high-risk customer accounts escalated by the Citi Private Wealth Management business sector and CPWM risk advisory group (Negative media searches, CIP documents, EDD screening) • Responsible for providing guidance to Citi branches and new analyst by assisting with writing policies, procedures, and training new analyst • Responsible for responding to information requests regarding brokerage accounts including frozen accounts, lifting account freezes, blocking accounts, and approving account applications. Show less



Goldman Sachs

• United States
• Financial Services
• 700 & Above Employee

• Futures Client Services Summer Analyst

  • Jun 2008 - Aug 2008

  Summer analyst within operations Summer analyst within operations



Goldman Sachs

• United States
• Financial Services
• 700 & Above Employee

• Futures Account Management Summer analyst

  • Jun 2007 - Aug 2007

  Summer analyst within operations Summer analyst within operations