Carlos Gutiérrez
Chief Compliance Officer (RCCI) at Metori Capital Management- Claim this Profile
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Spanish Native or bilingual proficiency
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English Professional working proficiency
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Français Professional working proficiency
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Bio
Rodrigo Royo López
I worked with Carlos in his trainee period in Court. He helped me in my legal writings and he came with me in several hearings; all of his work was in cases about bad purchasing of financial products. He is hard worker and focus in his duties. Also, he is always ready to help his colleagues to develop the work team and achieve company goals.
Rodrigo Royo López
I worked with Carlos in his trainee period in Court. He helped me in my legal writings and he came with me in several hearings; all of his work was in cases about bad purchasing of financial products. He is hard worker and focus in his duties. Also, he is always ready to help his colleagues to develop the work team and achieve company goals.
Rodrigo Royo López
I worked with Carlos in his trainee period in Court. He helped me in my legal writings and he came with me in several hearings; all of his work was in cases about bad purchasing of financial products. He is hard worker and focus in his duties. Also, he is always ready to help his colleagues to develop the work team and achieve company goals.
Rodrigo Royo López
I worked with Carlos in his trainee period in Court. He helped me in my legal writings and he came with me in several hearings; all of his work was in cases about bad purchasing of financial products. He is hard worker and focus in his duties. Also, he is always ready to help his colleagues to develop the work team and achieve company goals.
Credentials
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AMF Certification
Autorité des marchés financiers (AMF) – FranceJun, 2023- Sep, 2024 -
Registered Director
Cayman Islands Monetary AuthorityJan, 2022- Sep, 2024 -
CISI Level 3 Certificate in Securities
The Chartered Institute for Securities & Investment (The CISI)Aug, 2018- Sep, 2024 -
CISI Level 3 Certificate in Financial Derivatives
The Chartered Institute for Securities & Investment (The CISI)Feb, 2018- Sep, 2024
Experience
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Metori Capital Management
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France
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Investment Management
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1 - 100 Employee
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Chief Compliance Officer (RCCI)
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Mar 2023 - Present
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Legal & Compliance
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Apr 2021 - Mar 2023
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Societe Generale Corporate and Investment Banking - SGCIB
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France
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Financial Services
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700 & Above Employee
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Regulatory Advisory Prime Services
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Jan 2020 - Feb 2021
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Commodities Compliance Associate
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Jun 2017 - Jan 2020
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Commodities Compliance Associate
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Jan 2019 - Apr 2019
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PwC España
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Spain
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Business Consulting and Services
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700 & Above Employee
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Corporate & Tax Lawyer
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Nov 2015 - May 2017
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BBVA
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Spain
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Banking
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1 - 100 Employee
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Legal Trainee - C&IB
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Sep 2014 - Mar 2015
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Education
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2015 - 2017
IE Business School
Master’s Degree, Corporate Tax -
2009 - 2014
IEB
Master’s Degree, Stock and Financial Markets -
2009 - 2014
Universidad Complutense de Madrid
Licentiate degree, Laws
Community
