Carl Osman

Risk Manager at Nucleus Financial
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Contact Information
us****@****om
(386) 825-5501
Location
London, England, United Kingdom, UK

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Experience

    • United Kingdom
    • Financial Services
    • 300 - 400 Employee
    • Risk Manager
      • Nov 2019 - Present

    • France
    • Banking
    • 700 & Above Employee
    • Second Line Controller
      • Sep 2018 - Nov 2019

  • UBA UK Limited
    • London, United Kingdom
    • Head Of Operational Risk
      • Feb 2018 - Aug 2018

  • Habib Bank Zurich Plc
    • London, United Kingdom
    • Head of Risk Assurance
      • Sep 2017 - Feb 2018

      Operational Risk Data Protection Officer Business Continuity Management Operational Risk Data Protection Officer Business Continuity Management

    • United Kingdom
    • Financial Services
    • 300 - 400 Employee
    • Group Operational Risk Manager
      • Sep 2015 - Aug 2017

      Risk and Control Self-Assessment Process New Product Committee Front Office Risk and Control Periodic Client Reviews Incident Reporting Risk and Control Self-Assessment Process New Product Committee Front Office Risk and Control Periodic Client Reviews Incident Reporting

    • United States
    • Financial Services
    • 700 & Above Employee
    • Operations Risk Manager (Vice President)
      • 2007 - 2013

      - Operational Risk Manager for EMEA and NA FX, Rates and Exotics groups. - Manager of the Appropriateness and High Risk Transaction group. - Project Manager for the world-wide implementation of the new Risk and Control Self-Assessment process for Human Resources spanning 62 separate teams globally. - Operational Risk Manager for EMEA and NA FX, Rates and Exotics groups. - Manager of the Appropriateness and High Risk Transaction group. - Project Manager for the world-wide implementation of the new Risk and Control Self-Assessment process for Human Resources spanning 62 separate teams globally.

    • Germany
    • Financial Services
    • 700 & Above Employee
    • FX Middle-Office Manager
      • 1997 - 2006

      - Managed the FX Middle-Office for more than 5 years. - Business Analyst responsible for the options segment of the Autobahn FX e-commerce system. - Managed the FX Middle-Office for more than 5 years. - Business Analyst responsible for the options segment of the Autobahn FX e-commerce system.

    • Switzerland
    • Banking
    • 700 & Above Employee
    • Derivatives Analyst
      • 1990 - 1997

      - Summit Conversion Project supervisor. Business Analysis and Management. - Middle-Office. Structured product expert. Trade Processing, advisor to front-office, reconciliations and documentation. - Documentation expert for structured products. - Customer Services Supervisor. - Summit Conversion Project supervisor. Business Analysis and Management. - Middle-Office. Structured product expert. Trade Processing, advisor to front-office, reconciliations and documentation. - Documentation expert for structured products. - Customer Services Supervisor.

Education

  • Anglia Ruskin University
    HND Business and Finance
    1988 - 1989
  • Great Baddow School
    1981 - 1988

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