Experience

Advocate Capital, Inc.

• United States
• Financial Services
• 1 - 100 Employee

• Director of Credit & Compliance

  • Apr 2018 - Present



UBS

• Switzerland
• Financial Services
• 700 & Above Employee

• Anti-Money Laundering Investigations Officer

  • Jun 2017 - Apr 2018

  Conduct forensic financial instigations involving money laundering, tax fraud and other regulatory mandates Analysis of transaction and accounting data to identify suspicious activity Collaborate with financial advisors and branch management Conduct forensic financial instigations involving money laundering, tax fraud and other regulatory mandates Analysis of transaction and accounting data to identify suspicious activity Collaborate with financial advisors and branch management



Citi

• United States
• Financial Services
• 700 & Above Employee

• Credit Associate

  • Sep 2015 - Jun 2017

  Assist credit officers in managing country specific portfolios in the banking industry Mitigate exposure by reviewing entities historical and current financial resultsLiaise with sales to confirm exposure is facing the correct vehiclePreparation of financial models during counterpart reviewsAssist/approval of transactions booked via traders/sales

• Credit & Portfolio Analyst

  • Oct 2014 - Aug 2015

  Work directly with EMEA banks to minimize risk with aid of credit officersManage portfolio of clients dealing directly with exposure CITI faces Review financial results and conduct analysis Interaction with sales to ensure trades are booked to correct vehiclesPreparation of financial projections and reviews based off historical and current data

• Accounts Control Associate

  • Aug 2013 - Sep 2014

  Assist middle office sales with maintenance and creation of trade accounts for FI/EQRisk minimization through scoping data per compliance guidelinesOFAC restrictions on a sub account level Process and review documents per the Patriot Act