Bruce Fenske
Compliance Solutions at Consultant indépendant- Claim this Profile
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Bio
Alice Mero
Bruce was a wonderful, knowledgeable CCO and it was a pleasure working for and with him.
Alice Mero
Bruce was a wonderful, knowledgeable CCO and it was a pleasure working for and with him.
Alice Mero
Bruce was a wonderful, knowledgeable CCO and it was a pleasure working for and with him.
Alice Mero
Bruce was a wonderful, knowledgeable CCO and it was a pleasure working for and with him.
Experience
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Consultant indépendant
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Technology, Information and Internet
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300 - 400 Employee
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Compliance Solutions
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Apr 2015 - Present
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Canaccord Genuity - Global Capital Markets
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United States
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Financial Services
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500 - 600 Employee
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Managing Director- Fixed Income Securities
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Oct 2013 - Feb 2015
Responsible for Firm Wide fixed income compliance Responsible for Firm Wide fixed income compliance
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Director-Compliance
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2010 - 2013
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CCO
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2009 - 2010
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ICAP
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United Kingdom
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Financial Services
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700 & Above Employee
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CCO
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Jun 2000 - May 2009
CCO for ICAP's six broker-dealers and over 700 registered personnel; responsible for WSP's, CE,training, all regulatory issues and trade review for fixed income(corporates and treasuries), equities, derivatives, swaps, repos, securities lending and all trade reporting CCO for ICAP's six broker-dealers and over 700 registered personnel; responsible for WSP's, CE,training, all regulatory issues and trade review for fixed income(corporates and treasuries), equities, derivatives, swaps, repos, securities lending and all trade reporting
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Education
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1972 - 1976
Boston College
Bachelor of Science (BS), Accounting and Finance -
1968 - 1972
St. Peter's Prep
Community
