Assistant Manager, Compliance

• May 2022 - Present

Manager, Audit & Compliance

• Jun 2019 - May 2022

Participate in OSPAR Certification, Bizsafe level 3 certification, Enterprise Risk Management, Sustainability Reporting and Data Protection Trustmark certification. Participate in OSPAR Certification, Bizsafe level 3 certification, Enterprise Risk Management, Sustainability Reporting and Data Protection Trustmark certification.

Assistant Manager, Compliance

• Jan 2016 - Dec 2017

- Coordinating AML/compliance training programs for office staff and other finance practitioners to keep them informed of compliance issues and regulatory changes - Well versed in completing and reviewing Enhanced Due Diligence Investigations - Gather, prepare and package documentation on information on a diverse group of customers, accounts & monetary transactions in accordance with MAS regulations & Ministry of Law requirements, standards & processes - Responsible to prepare & submit narrative summary of findings for each individual review, including a detailed recommendation for further action to the Board of Directors and Senior Management - Prepare Suspicious Activity Reports and Cash Transaction Reports. - Train new employees and internal stakeholders on the various tasks & the regulatory requirements. - Advise on Regulatory requirements to the all stakeholders. - Ensured that information obtained was consistent with Anti-Corruption/ Pawnbrokers/AML Policy and Procedures and satisfied regulatory requirements. - Performed additional tasks as assigned, improving the effective administration of the AML and KYC Policies. - Reviewing and modifying marketing and promotional materials as per regulatory requirements - Implement KYC due diligence processes. -Create SOP for all departments Show less