Brenda Duke

Compliance & Enforcement Manager, Listings Regulation at Nigerian Exchange Group (NGX Group)
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Contact Information
us****@****om
(386) 825-5501
Location
NG

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Yusuf A. Gidado

I have been working with Brenda 2 years now. He demonstrates wonderful initiative and a positive attitude. Both qualities have made her a valuable member of BDR Department and a good team player It is with pride that I recommend her.

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Credentials

  • Digital Financial Inclusion Supervision 2.0
    Digital Frontiers Institute
    Dec, 2022
    - Nov, 2024
  • Digital Financial Inclusion Supervision 1.0
    Digital Frontiers Institute
    Nov, 2022
    - Nov, 2024
  • Phase I: IOSCO/PIFS-Harvard Law School Global Certificate Program for Regulators of Securities Markets
    International Organization of Securities Commissions (IOSCO)
    Jun, 2022
    - Nov, 2024
  • Business Process Improvement
    LinkedIn
    Oct, 2020
    - Nov, 2024
  • How to Manage Your Manager
    LinkedIn
    Aug, 2020
    - Nov, 2024
  • Certificate in Financial Regulation and Supervision
    Toronto Centre
    Nov, 2016
    - Nov, 2024
  • Risk in Financial Services
    The Chartered Institute for Securities & Investment (The CISI)
    Sep, 2015
    - Nov, 2024

Experience

  • Nigerian Exchange Group (NGX Group)
    • Nigeria
    • Capital Markets
    • 100 - 200 Employee
    • Compliance & Enforcement Manager, Listings Regulation
      • May 2018 - Present

    • Compliance Officer, Monitoring & Enforcement Unit, Broker Dealer Regulation
      • Oct 2011 - Apr 2018

      - Monitor compliance of dealing member firms (stockbroking firms) with the regulatory requirement of The Exchange, SEC and other relevant regulations.- Conduct on-site/off-site examinations on digital and traditional capital market operators.- Develop rules, policies and guidelines.- Liaise with other financial regulators to promote compliance, ensure investor protection and guide against systemic risk within the financial system.

Education

  • Redeemer's University
    Bachelor's degree, Accounting

Community

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