Experience

PING AN INSURANCE(GROUP) COMPANY OF CHINA,LTD

• China
• Insurance
• 1 - 100 Employee

• Compliance Officer

  • Apr 2021 - Present

  • Organized risk and internal control self-examination to meet CBIRC regulatory requirements, focused on 4 material management domains (incentive fees, information security, financials, operation) to successfully identify 8 high-risk issues, provided compliance suggestions and rectification plans to foster robust internal system• Administered the anti-money laundering (AML) BAU tasks, assessed and monitored potential risks during customer due diligence lifecycle including customer risk ratings updates and verifying blacklist, increasing CDD data accuracy by 36% • Developed and delivered compliance trainings to enhance awareness of applicable laws and regulatory requirements to increase attendance by 21% Show less

• Senior Internal Auditor

  • Jul 2016 - Mar 2021

  • Headed the audit project and identified 3 high-risk areas (procurement, expense, sales) in 2020, analyzed root cause in business operations and provided risk remediation plan, in support of effective and efficient risk governance framework to better support business decision• Partnered with methodology team to create false activity model of life insurance salesmen, assessed and detected fraud cases for sales department preventing direct financial loss of ￥100,000, provided recommendation for incentive fee management plan Show less



嘉银金科 Jiayin Group

• China
• IT Services and IT Consulting
• 1 - 100 Employee

• Risk Officer

  • Dec 2014 - Apr 2016

  • Proactively Organized the on-site and off-site business inspections, evaluated the full roll-out of operational risk management processes (including identification, assessment, measurement, mitigation and monitoring) to successfully identify 2 high financial technology risks, provided assessment reports and revised the corresponding operating procedures • Collected the company's internal and external data, assessed and monitored potential risks to ensure business risks are compliant with regulations and company policy and provided recommendations for risk management decisions Show less