Experience

DFPG Investments

• United States
• Financial Services
• 1 - 100 Employee

• Operations Specialist

  • Apr 2016 - Present

  Greater Salt Lake City Area DFPG Investments, Inc. is an industry-leading broker dealer. Member of the operations team and responsible for facilitating many of the operational activities at the firm. Process and review business transactions, data input and collection, and providing customer service to our clientele.



Fidelity Investments

• United States
• Financial Services
• 700 & Above Employee

• Financial Services Rep.

  • Feb 2008 - Sep 2015

  Greater Salt Lake City Area * Supported Fidelity Investments’ most active and sophisticated brokerage clients * Increased Fidelity revenue through proactively matching client needs with Fidelity products * Supplied risk management consulting, optimized clients’ complete investment portfolios * Delivered equity, options, bond trading and other financial services * Provided client relationship management



Goldman Sachs

• United States
• Financial Services
• 700 & Above Employee

• Financial Analyst

  • Jul 2006 - Feb 2008

  Greater Salt Lake City Area * Oversaw processing, controlling, confirming and settling of firm and client transactions * Led research and troubleshooting initiatives within the RISK and Transfer of Assets departments * Improved daily processing, reducing risk to the firm * Trained incoming analysts



Fidelity Investments

• United States
• Financial Services
• 700 & Above Employee

• Financial Services Representative

  • Jul 1995 - Jul 2006

  Salt Lake City Active Trader VIP desk - Processed trades/customer service for High Net Worth clientele. Options Trading Team - in depth knowledge of equity & index options trading. Discussed option strategies, helped clients manage portfolio risk with options. Processed option trades (spreads, straddles, buy writes, etc.) for Fidelity's most sophisticated option trading clients. Presidents Circle Recipient / Processed 10,000+ error free trades.



State Farm Insurance

• 700 & Above Employee

• Office Manager

  • Jan 1993 - Jun 1995

  Clearfield, UT Developed leads, scheduled appointments, identified customer needs, and marketed appropriate products and services. Developed customer relationships and followed up with customers. Sold home, life & automobile insurance.