Becky Baedke
Chief Compliance Officer at Strategic Asset Management- Claim this Profile
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Bio
Credentials
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FINRA Series 7, 63 & 99
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Experience
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Strategic Asset Management
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United States
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Financial Services
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1 - 100 Employee
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Chief Compliance Officer
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Oct 2020 - Present
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RDA Financial Network, Inc.
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United States
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Investment Management
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1 - 100 Employee
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Vice President of Operations
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Jan 2018 - Oct 2020
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Nations Financial Group, Inc
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United States
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Financial Services
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1 - 100 Employee
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Registered Associate
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Sep 2017 - Jan 2018
Registered representative of and securities offered through Nations Financial Group, Inc. ("NFGI"), 4000 River Ridge Drive NE, Cedar Rapids, IA 52402, member FINRA/SIPC. Industry regulations prevent me from receiving endorsements and/or recommendations from others based on the service they have received and prevent me from posting any specific investment advice. For important disclosure information, please see "Social Media Disclosure" link in the Contact Info Section. Registered representative of and securities offered through Nations Financial Group, Inc. ("NFGI"), 4000 River Ridge Drive NE, Cedar Rapids, IA 52402, member FINRA/SIPC. Industry regulations prevent me from receiving endorsements and/or recommendations from others based on the service they have received and prevent me from posting any specific investment advice. For important disclosure information, please see "Social Media Disclosure" link in the Contact Info Section.
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Director of Operations
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Sep 2014 - Aug 2017
Direct day to day operations of an RIA. Direct day to day operations of an RIA.
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Heartland Investment
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United States
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Financial Services
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Accounting/Operations Manager
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May 1999 - Sep 2014
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Education
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Kirkwood
Accounting -
Prairie High School