Becky Baedke

Chief Compliance Officer at Strategic Asset Management
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Contact Information
us****@****om
(386) 825-5501
Location
US

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Credentials

  • FINRA Series 7, 63 & 99
    -

Experience

    • United States
    • Financial Services
    • 1 - 100 Employee
    • Chief Compliance Officer
      • Oct 2020 - Present
    • United States
    • Investment Management
    • 1 - 100 Employee
    • Vice President of Operations
      • Jan 2018 - Oct 2020
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Registered Associate
      • Sep 2017 - Jan 2018

      Registered representative of and securities offered through Nations Financial Group, Inc. ("NFGI"), 4000 River Ridge Drive NE, Cedar Rapids, IA 52402, member FINRA/SIPC. Industry regulations prevent me from receiving endorsements and/or recommendations from others based on the service they have received and prevent me from posting any specific investment advice. For important disclosure information, please see "Social Media Disclosure" link in the Contact Info Section. Registered representative of and securities offered through Nations Financial Group, Inc. ("NFGI"), 4000 River Ridge Drive NE, Cedar Rapids, IA 52402, member FINRA/SIPC. Industry regulations prevent me from receiving endorsements and/or recommendations from others based on the service they have received and prevent me from posting any specific investment advice. For important disclosure information, please see "Social Media Disclosure" link in the Contact Info Section.

    • Director of Operations
      • Sep 2014 - Aug 2017

      Direct day to day operations of an RIA. Direct day to day operations of an RIA.

    • United States
    • Financial Services
    • Accounting/Operations Manager
      • May 1999 - Sep 2014

Education

  • Kirkwood
    Accounting
    1992 - 1994
  • Prairie High School
    1990 - 1992

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