Experience

Raise

• United Kingdom
• Financial Services
• 1 - 100 Employee

• COO

  • May 2022 - Present

• COO

  • Aug 2018 - Present

  London, United Kingdom 1PS Is Built Specifically For Recruitment Firms To Scale. We provide advanced contract placement funding and fully supported back office services. We make sure our recruiters are ready to say yes to their next placement. We’re dedicated to simplifying and improving the way that recruitment firms finance and manage their contractor growth. Our integrated secure and easy to use portal creates the most straightforward and easy experience, so our clients can focus on what they do… Show more 1PS Is Built Specifically For Recruitment Firms To Scale. We provide advanced contract placement funding and fully supported back office services. We make sure our recruiters are ready to say yes to their next placement. We’re dedicated to simplifying and improving the way that recruitment firms finance and manage their contractor growth. Our integrated secure and easy to use portal creates the most straightforward and easy experience, so our clients can focus on what they do best: growing their business. Our growth solutions help our clients to scale: faster, more profitably- and more enjoyably. Our dedicated on-boarding team will make it easy to get started. Allowing you to quickly access funds and start managing your growth.



1RS- 1st Risk Solutions

• United Kingdom
• IT Services and IT Consulting
• 1 - 100 Employee

• Managing Director

  • Dec 2016 - Present

  London, United Kingdom 1st Risk Solutions is a risk and compliance specialist firm providing pragmatic, effective solutions to enterprise risk and regulatory requirements to banking and financial institutions. We provide expert knowledge and guidance to design, build and implement: • Risk management and regulatory compliance requirements, • Risk and compliance management and reporting databases. We also provide risk and compliance resources to meet your needs to: • Support your… Show more 1st Risk Solutions is a risk and compliance specialist firm providing pragmatic, effective solutions to enterprise risk and regulatory requirements to banking and financial institutions. We provide expert knowledge and guidance to design, build and implement: • Risk management and regulatory compliance requirements, • Risk and compliance management and reporting databases. We also provide risk and compliance resources to meet your needs to: • Support your implementations, • Augment existing BAU staff, • Outsource your risk and compliance activity, • Provide ongoing advice and support Our employees have many years expereince building and running risk and compliance departments at some of the world's more complex organisations. We tailor our experience to the size and complexity of your firm, and ensure you have best practise risk and compliance processes, that meet and maintain regulatory obligations. We are SMEs in Enterprise Risk Management Frameworks and can design and deliver: - Risk Policies - Risk Appetite - Governance Frameworks - 3LoD implementation - Risk and Control Self Assessments - CASS compliance - Financial Crime Compliance - GDPR - Conduct Risk - Divestment Risk - Risk and Compliance software Show less



HSBC

• United Kingdom
• Financial Services
• 700 & Above Employee

• Head of Execution Risk - Global Standards

  • Sep 2014 - Nov 2016

  London, United Kingdom Global Standards is the global Financial Crime compliance change Programme for HSBC to lead the industry in implementing the highest and most effective processes and controls for Financial Crime compliance, and embedding the highest standards AML and Sanctions policies globally through infrastructure and non-infrastructure deployments.

• Head of Risk Management -Global Transactions Team HSBC

  • Apr 2012 - Sep 2014

  London, United Kingdom Responsible for developing and implementing the risk management framework to be used Globally for HSBC Transactions (Acquisitions, Mergers and Disposals) and the toolkit to be used for all transactions globally. This included the risk management associated with the separation activities, the risk management from the impact of the disposal on the Business as Usual (BAU) processes, and the risk arising from providing service agreements.

• Head of Op risk and Internal Control Global Functions

  • Nov 2010 - Apr 2012

  London, United Kingdom Responsible for designing and overseeing the implementation of the Operational Risk Target Operating model for Global Functions Provided oversight and governance of management of operational risks during reengineering across Global Functions, and operational risk oversight for Global Functions owned key projects Lead the FATCA assurance framework for HSBC Group Worked closely with Global Functions Lead Business Risk and Control Managers (the 1st line of defence) to ensure that the… Show more Responsible for designing and overseeing the implementation of the Operational Risk Target Operating model for Global Functions Provided oversight and governance of management of operational risks during reengineering across Global Functions, and operational risk oversight for Global Functions owned key projects Lead the FATCA assurance framework for HSBC Group Worked closely with Global Functions Lead Business Risk and Control Managers (the 1st line of defence) to ensure that the operational risk framework is embedded consistently within the relevant teams- i.e. RCAs, KRIs etc. for 1st and 2nd line responsibilities

• Head of Op risk framework HBEU Finance

  • Sep 2009 - Nov 2010

  London, United Kingdom Responsible for ensuring effective implementation of Operational risk model across HBEU Finance. Created and implemented SOX risk assessment methodology for identifying SOX processes



American Express

• United States
• Financial Services
• 700 & Above Employee

• Various- Op risk and SOX Manager, Senior Internal Auditor, Treasury Analyst etc

  • Jun 1995 - Dec 2008

  EMEA and JAPA