Barry Toole
Senior Vice President, Compliance at Pensionmark Financial Group- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Location
Tampa, Florida, United States, US
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Experience
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Pensionmark, A World Company
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United States
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Financial Services
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1 - 100 Employee
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Senior Vice President, Compliance
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Apr 2019 - Present
Tampa/St. Petersburg, Florida Area
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Sr. Compliance Officer
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Mar 2016 - Apr 2019
Tampa/St. Petersburg, Florida Area
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J.W. Cole Financial, Inc.
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United States
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Financial Services
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1 - 100 Employee
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Deputy Chief of Compliance
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2013 - 2016
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Independent Financial Partners (IFP)
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United States
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Financial Services
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1 - 100 Employee
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Chief Compliance Officer
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Dec 2010 - Nov 2012
Tampa/St. Petersburg, Florida Area
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LPL Financial
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United States
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Financial Services
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700 & Above Employee
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Senior Compliance Examiner
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Nov 2007 - Dec 2010
Tampa/St. Petersburg, Florida Area
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INVEST Financial Corporation
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United States
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Financial Services
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100 - 200 Employee
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Senior Branch Examiner
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Aug 2006 - Nov 2007
Tampa/St. Petersburg, Florida Area
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Deputy Chief Compliance Officer, Compliance Registered Options Principal
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Jan 2006 - Aug 2006
Fort Worth, TX
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GunnAllen Financial
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Financial Services
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1 - 100 Employee
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Compliance Analyst & Senior Registered Options Principal/Compliance Registered Options Principal
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May 2003 - Aug 2005
Tampa/St. Petersburg, Florida Area
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Education
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LSU Shreveport
Master of Business Administration - MBA -
The University of Texas at Austin
Bachelor of Science (BS), Communications
Community
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