Barrie Dennis

Fund Adminstrator / Accounting Supervisor / Client Order / Transfer Agent / Unit Dealing / NAV at Seeking New Opportunity in Fund Accounting
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Contact Information
us****@****om
(386) 825-5501
Location
UK
Languages
  • English -
Skills

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Credentials

  • FSA
    FSA
  • FSA regulated
    -

Experience

  • ُExploring New Opportunities
    • Banking
    • 200 - 300 Employee
    • Fund Adminstrator / Accounting Supervisor / Client Order / Transfer Agent / Unit Dealing / NAV
      • Feb 2017 - Present

      Actively seeking new role with the banking and finance sector within the London area. Looking for positions within fund administration, NAV production, Client dealing for ISA, pension or life products. Actively seeking new role with the banking and finance sector within the London area. Looking for positions within fund administration, NAV production, Client dealing for ISA, pension or life products.

  • Northern Trust Asset Management
    • United States
    • Investment Management
    • 700 & Above Employee
    • Senior Complaint Analyst
      • Mar 2016 - Jan 2017

      • Registering complaints received on a daily basis via telephone, letter or email, sending complaint acknowledgement letter to each client or solicitor. • Contacting client to try to resolve complaint within the 3 day SLA, then create and send a Summary Resolution Confirmation (SRC). • Create and send a 4 or 8 week holding letter when complaint is unresolved. • Investigate and write Final Response Letter (FRL) for earlier resolution to clients. • Created procedure and sent distress and inconvenience payments to client with covering letter. • Created and maintained end of day report to ensure all complaints are entered onto internal complaints logs. • Maintain and send head office reports with traceability on a weekly and monthly basis.

  • LGIM
    • London, United Kingdom
    • Client Order Management Specialist
      • Jun 2015 - Dec 2015

      • Daily and weekly for manual trade order processing on Scope via Salesforce for BD and DC pension schemes. • Contact clients on trades placed over 50k, to ensure manual entries are per clients’ objectives. • Processing and banking client’s cheques for invoices and investments. • Liaising with clients on ad-hoc tasks. • Completing department’s weekly dealing business error report for both internal and external trading errors. • Daily and weekly for manual trade order processing on Scope via Salesforce for BD and DC pension schemes. • Contact clients on trades placed over 50k, to ensure manual entries are per clients’ objectives. • Processing and banking client’s cheques for invoices and investments. • Liaising with clients on ad-hoc tasks. • Completing department’s weekly dealing business error report for both internal and external trading errors.

  • State Street
    • United States
    • Financial Services
    • 700 & Above Employee
    • Account Supervisor
      • Jun 2008 - Oct 2014

      Dec 2006 - Jun 2008 Institutional Accountant (BNP Paribas, London) • With work increase of 60%, demonstrated leadership skills when guiding new staff on training program to keep deadlines on time for new external client. • Delivered client monthly reports for 500 pension fund, with a success rate of 98%. • Processed and reduced outstanding domestic tax reclaims, paid to Inland Revenue by 90% for 150 pension funds. • Resolving client queries with tight deadlines to high standard. Jan 1999 – Dec 2006 Unit linked & Investment Trust Accountant (BNP Paribas, London) • Daily NAV pricing for 55 Investment Trusts, 40 Unit Trusts and 40 unit linked life and pension funds. • Demonstration of compliance with loan covenants for highly volatile funds. • Compiled VAT Returns, ONS returns, FRS13, payments and monthly account. • Processed foreign exchanges, dividends, unit dealing and cross holding trades.

  • BNP Paribas
    • France
    • Banking
    • 700 & Above Employee
    • Institutional Accountant
      • Apr 1999 - Jun 2008

      2004-Jun 2008 Institutional Accountant • With work increase of 60%, demonstrated leadership skills when guiding new staff on training program to keep deadlines on time for new external client. • Delivered client monthly reports for 500 pension fund, with a success rate of 98%. • Processed and reduced outstanding domestic tax reclaims, paid to Inland Revenue by 90% for 150 Pension funds. • Maintained successful contact with clients to a high level whilst resolving queries with tight deadlines. 2001-2004 Investment Trust Assistant Accountant • Daily and pricing of NAV’s for 55 Investment Trusts and 4 Unit Trusts with no failures • Demonstration of compliance with loan covenants for highly volatile funds • Compiled Vat Returns, ONS returns, FRS13, payments and monthly accounts • Produced monthly billing to external clients for all Investment trusts 2000-2001 Unit Linked Fund Accountant • Daily pricing of 40 unit linked Life and Pension funds at midday and 5pm pricing points • Reconciled over 60 sterling and foreign currency cash accounts before midday • Liaised with client on daily reconciliation for global stock holdings 1999-2000 Unit Linked Fund Accountant • Tested and completed the prevention of year 2000 problems for all unit linked funds • Daily pricing of 40 unit linked Life and Pension funds at midday value • Covered deals, foreign exchanges and income to maximise cash at bank • Overnight deposit with Bank of England for increased rate to improve income for funds • Entered income, expenses, interest foreign exchanges and cross holding trades

Education

  • Mid Kent College
    Mathematics and Computer Science, Pass
    1986 - 1987
  • Temple Boys School
    English, Mathematics, Technical Drawing, Metalwork, Art and Science., O Levels
    1981 - 1986

Community

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