Avinash Shah

Senior Operations Manager at Emint 1729 Services Private Limited
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Contact Information
us****@****om
(386) 825-5501
Location
Gandhinagar, Gujarat, India, IN
Languages
  • English -
  • Hindi -
  • Bengali -
  • Gujarati -

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Experience

    • India
    • Financial Services
    • 1 - 100 Employee
    • Senior Operations Manager
      • Apr 2023 - Present

  • MLB Stock Broking Private Limited
    • Jodhpur, Rajasthan, India
    • Compliance Officer
      • Sep 2021 - Present

      Handling the operations of the Broking firm. Handling the operations of the Broking firm.

    • Assistant Compliance Officer
      • Mar 2019 - Jun 2021

    • India
    • Capital Markets
    • 100 - 200 Employee
    • Asst. Compliance Officer
      • Nov 2009 - Mar 2019

      Handling Regulatory and Exchange Rules, Bye-laws, Regulations. Handling Client Grievances. Conducting Branch/Sub-Broker/Franchisee Audit/inspection, Handling Exchange Compliances, Handling Regulatory and Exchange Rules, Bye-laws, Regulations. Handling Client Grievances. Conducting Branch/Sub-Broker/Franchisee Audit/inspection, Handling Exchange Compliances,

    • Dealer Commodity
      • Apr 2009 - Oct 2009

      Dealing in commodity products at exchange platform (MCX & NCDEX) on behalf of client Dealing in commodity products at exchange platform (MCX & NCDEX) on behalf of client

    • Executive Risk Manager cum Surveillance
      • Jul 2008 - Oct 2009

      Monitoring Client's Risk Profie Monitoring Client's Risk Profie

    • Executive Back Office cum Accounts
      • Apr 2006 - Jun 2008

      Handling accounting of the firm Handling accounting of the firm

    • Campaign Coordinator
      • Oct 2005 - Mar 2006

      Selling international products in international market over phone (U.S.) Selling international products in international market over phone (U.S.)

Education

  • National Institute of Securities Markets (NISM)
    NISM Series VIII Equity Derivatives Certification, Investments and Securities
    2019 - 2022
  • National Institute of Securities Markets (NISM)
    NISM Series VII Securities Operations and Risk Management, Financial Planning and Services
    2012 - 2012
  • NSE's Certification in Derivatives Market
    NCFM Derivatives Markets (Dealers) Module., Derivatives Markets (Dealers) Module
    2010 - 2010
  • NSE's Certification in Financial Market
    NCFM Capital Markets (Dealers) Module., Capital Markets (Dealers) Module
    2009 - 2009
  • National Institute of Securities Markets (NISM)
    NISM Series - lllA Compliance Officer Module, Securities Market
    2022 -
  • MCX Certification
    MCX Certified Commodity Professional, Commodities Market

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