Avinash Shah
Senior Operations Manager at Emint 1729 Services Private Limited- Claim this Profile
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Bio
Experience
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Emint 1729 Services Private Limited
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India
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Financial Services
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1 - 100 Employee
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Senior Operations Manager
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Apr 2023 - Present
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MLB Stock Broking Private Limited
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Jodhpur, Rajasthan, India
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Compliance Officer
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Sep 2021 - Present
Handling the operations of the Broking firm. Handling the operations of the Broking firm.
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AFFINITY SECURITIES PRIVATE LIMITED
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India
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Financial Services
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Assistant Compliance Officer
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Mar 2019 - Jun 2021
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Guiness Securities Limited
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India
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Capital Markets
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100 - 200 Employee
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Asst. Compliance Officer
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Nov 2009 - Mar 2019
Handling Regulatory and Exchange Rules, Bye-laws, Regulations. Handling Client Grievances. Conducting Branch/Sub-Broker/Franchisee Audit/inspection, Handling Exchange Compliances, Handling Regulatory and Exchange Rules, Bye-laws, Regulations. Handling Client Grievances. Conducting Branch/Sub-Broker/Franchisee Audit/inspection, Handling Exchange Compliances,
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Dealer Commodity
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Apr 2009 - Oct 2009
Dealing in commodity products at exchange platform (MCX & NCDEX) on behalf of client Dealing in commodity products at exchange platform (MCX & NCDEX) on behalf of client
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Executive Risk Manager cum Surveillance
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Jul 2008 - Oct 2009
Monitoring Client's Risk Profie Monitoring Client's Risk Profie
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Executive Back Office cum Accounts
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Apr 2006 - Jun 2008
Handling accounting of the firm Handling accounting of the firm
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Campaign Coordinator
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Oct 2005 - Mar 2006
Selling international products in international market over phone (U.S.) Selling international products in international market over phone (U.S.)
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Education
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National Institute of Securities Markets (NISM)
NISM Series VIII Equity Derivatives Certification, Investments and Securities -
National Institute of Securities Markets (NISM)
NISM Series VII Securities Operations and Risk Management, Financial Planning and Services -
NSE's Certification in Derivatives Market
NCFM Derivatives Markets (Dealers) Module., Derivatives Markets (Dealers) Module -
NSE's Certification in Financial Market
NCFM Capital Markets (Dealers) Module., Capital Markets (Dealers) Module -
National Institute of Securities Markets (NISM)
NISM Series - lllA Compliance Officer Module, Securities Market -
MCX Certification
MCX Certified Commodity Professional, Commodities Market