Experience

KPMG in the Cayman Islands

• Cayman Islands
• Financial Services
• 300 - 400 Employee

• Assistant Manager Compliance & Risk

  • Feb 2023 - Present

• Compliance & Risk

  • Feb 2022 - Feb 2023

  George Town, Cayman Islands



Barclays

• United Kingdom
• Financial Services
• 700 & Above Employee

• Client Manager

  • Aug 2020 - Nov 2021

  New Delhi, Delhi, India Client Service Manager



Royal Bank of Scotland Business

• United Kingdom
• Banking
• 700 & Above Employee

• Associate - Front Office Trade Surveillance

  • Sep 2018 - Mar 2020

  Gurgaon, India - Perform risk-based surveillance and investigation of listed securities, derivatives & fixed income products in EMEA region to ensure compliance with regulatory guidelines and internal policies and procedures. - Review and analyse trading alerts generated from trade surveillance systems such as SMART & GOLDMINE, focusing on potential insider trading and market manipulation scenarios. - Ensure costs and charges for MiFID II in-scope products are correctly disclosed to the client… Show more - Perform risk-based surveillance and investigation of listed securities, derivatives & fixed income products in EMEA region to ensure compliance with regulatory guidelines and internal policies and procedures. - Review and analyse trading alerts generated from trade surveillance systems such as SMART & GOLDMINE, focusing on potential insider trading and market manipulation scenarios. - Ensure costs and charges for MiFID II in-scope products are correctly disclosed to the client as per regulatory mandates and that potential abuse is not left undetected.  - Enhanced Stabilization, Soundings and Allocations Control to ensure that we are complying with MAR and NWM’s own internal policies and allow easier review.  - Liaising and collaborating with IT Support, Compliance, Front Office and other business organizations to handle raised cases and potential changes regarding surveillance software and systems. - Identify trends that may impact regulatory compliance and make recommendations to mitigate or address the areas of concern, based on daily, monthly and quarterly routines.  -Presenting monthly MIS/Trends & Patterns to management. Show less



HSBC

• United Kingdom
• Financial Services
• 700 & Above Employee

• Client Manager- GBAM Client Management

  • May 2018 - Oct 2018

  Bengaluru, Karnataka, India - Liaising with Front Office & Back Office to set-up trade platforms for Alternative investments in private equity, hedge funds, pension funds, managed futures, real estate, commodities and derivatives contracts - Responsible for coordinating and driving forward the KYC, Credit, Legal and Account Opening requirements for clients for G75 clients and for non G75 clients (Fixed Income, FX, Derivatives, Cash Equities) - Hands on experience on third-party packages like MUREX, Calypso, DTP… Show more - Liaising with Front Office & Back Office to set-up trade platforms for Alternative investments in private equity, hedge funds, pension funds, managed futures, real estate, commodities and derivatives contracts - Responsible for coordinating and driving forward the KYC, Credit, Legal and Account Opening requirements for clients for G75 clients and for non G75 clients (Fixed Income, FX, Derivatives, Cash Equities) - Hands on experience on third-party packages like MUREX, Calypso, DTP, Summit - Responsible for the completion of tasks associated with onboarding, trade entitlement and the coordination of cross-functional teams and Front Office & Back Office for Operational projects as needed. - Ensure adherence of standard contract Master Agreements (ISDA, CSA, GRMA, Clearing Agreement) for trade to be documented for derivatives between parties for mitigating insolvency risks and potential losses. - Thorough understanding of the regulatory environment and ensuring clients are compliant this includes, but not limited to, EMIR, Dodd Frank and FATCA compliance - Ensure easy and efficient loading of Standard Settlement Instructions in the products traded, as specified, at transaction level with the Custodians.

• Senior Analyst - GBAM Client Management

  • Apr 2016 - May 2018

  Bangalore



The World Bank

• United States
• International Trade and Development
• 700 & Above Employee

• Senior Accountant Analyst

  • Jan 2015 - Apr 2016

  Chennai Area, India • Work closely with Accounting Analysts to manage U.S. citizen staff tax transactions, verifying their status through HR-PeopleSoft, their payroll earnings through Payroll-PeopleSoft and any other non-payroll taxable earnings through SAP-AP, to ensure that earnings are in accordance with the Bank Group Staff Rules, to quality check their integrity and accuracy and to ensure that they are included in the tax allowance calculations in accordance rules • Verify tax certificates submitted by… Show more • Work closely with Accounting Analysts to manage U.S. citizen staff tax transactions, verifying their status through HR-PeopleSoft, their payroll earnings through Payroll-PeopleSoft and any other non-payroll taxable earnings through SAP-AP, to ensure that earnings are in accordance with the Bank Group Staff Rules, to quality check their integrity and accuracy and to ensure that they are included in the tax allowance calculations in accordance rules • Verify tax certificates submitted by staff (Form 70) in order to determine current year tax allowances and necessary adjustments to prior tax allowance payments; • Manage Safety Net transactions, analyzing the tax returns against the World Bank Group Tax System considering Bank Group policy and IRS regulations. I am handling the entire safety net project. • Monitor the Tax exception reports to detect anomalies in the tax allowance payments that require research and correction; • Analyze/research/act on requests/queries related to tax allowance payments, earnings and deductions, engaging in discussion as needed to understand and determine actions required. • Provide support to staff by responding and managing Tax Office phone calls and emails queries. Show less



Deloitte

• Business Consulting and Services
• 700 & Above Employee

• TAX CONSULTANT

  • Aug 2012 - Jan 2015

  Hyderabad, India • Job Profile: As a tax Consultant in Deloitte, I assist clients develop tax-aligned compensation and benefits programs that address their global and domestic needs. • Assist in reducing the tax risk profile of an individual, through a systematic identification and mitigation of tax-related risk. • Identifying areas where technical judgment is required and recommend appropriate solutions to my manager. • Involved in coaching and supervising junior team members. • Was involved in… Show more • Job Profile: As a tax Consultant in Deloitte, I assist clients develop tax-aligned compensation and benefits programs that address their global and domestic needs. • Assist in reducing the tax risk profile of an individual, through a systematic identification and mitigation of tax-related risk. • Identifying areas where technical judgment is required and recommend appropriate solutions to my manager. • Involved in coaching and supervising junior team members. • Was involved in cross functional project with Audit (Project RCO) with one of the leading banks in the US. • As tax Consultant I got trained on various tax soft wares such as Global FX, Go system, Citrix. • Trained on various aspects & components of US compensation. Show less