Experience

Wedbush Securities

• United States
• Financial Services
• 700 & Above Employee

• Supervisor, Trade Settlement Prime Broker - Middle Office Operations

  • Jan 2021 - Present

  Los Angeles, California, United States Spearheaded ETF team in creation and redemption process. Handled underwritings of up to $175 million. Led a team of 2 to efficiently cross train in Delivery Vs Payment and Prime Broker procedures including general trade settlement questions and trade settlement issues. Efficiently communicated with various departments including Reorg and Credit to manage day-to-day reports.

• Trade Settlement Prime Broker - Middle Office Operations

  • Jan 2018 - Dec 2020

  Greater Los Angeles Area Opened Delivery Vs Payment accounts and worked with various DTCs to verify client instructions. Assisted over 30 correspondents with various trade settlement issues. Crossed trained in ETF and Credit departments.

• Client Service Associate

  • Jun 2016 - Jan 2018

  Greater Los Angeles Area Reviewed documentation for proper new account set up, including Prime Broker accounts, while following FINRA and SEC rules. Assisted correspondents with proper use of Broker Insight system and answered account opening questions. Crossed trained with Prime Broker settlements operations team. Proficient in TPX/BETA and FIS/Phase3 systems.



Chase

• Netherlands
• IT Services and IT Consulting

• Senior Teller

  • Jun 2009 - May 2016

  Los Angeles, California Managed daily branch cash average and followed company guidelines to prevent fraud. Led a team of 7 tellers to achieve monthly sales goals and assisted in efficiently answering common banking questions. Successfully assisted in executing proper procedures to pass branch audits.



Sony Pictures Entertainment

• United States
• Entertainment Providers
• 700 & Above Employee

• Intern

  • Jun 2008 - Aug 2008

  Culver City, California Organized movie library of over 1000+ titles into digital files for easy access. Collaborated with various departments in order to gain insight of funding and promoting a film.