Experience

Boston CASA, Inc.

• United States
• Non-profit Organizations
• 1 - 100 Employee

• Program Director

  • Feb 2017 - Present

  Boston CASA is a non-profit organization that trains community volunteers as court-appointed special advocates/GALs to advocate for children who are involved with the Department of Children and Families as the subject of a Care and Protection or a Child Requiring Assistance (CRA) petition. The volunteers address issues involving special education, foster care placement, school transfers and mental health care

• Interim Executive Director

  • Apr 2019 - Present



Parent/Professional Advocacy League

• Director of Operations

  • Sep 2014 - Feb 2017

  Oversee all operations for organization (2 offices statewide), which includes personnel, management of statewide contracts, and strategic planning. PPAL is a statewide organization dedicated to improving the lives of children with emotional and behavioral needs through education, collaboration and advocacy.



Charles River Development

• United States
• Software Development
• 700 & Above Employee

• Manager, Compliance Advisory Services

  • Apr 2014 - Aug 2014

  Manage team of compliance professionals responsible for implementing Charles River compliance software at client sites as well as advising clients on compliance best practices, rule writing and testing, and workflow processes. Participate in sales and marketing campaigns regarding new services and oversee management of client engagements.



Ameriprise Financial/Columbia Management

• Director, Compliance

  • Aug 2007 - Mar 2014

  Oversee group responsible for ensuring compliance with federal laws, SEC rules and regulations and adviser policies and procedures, primarily for equity products



Parent/Professional Advocacy League

• Director

  • 2009 - 2013

  Chair, Development and Communications Committee



Wellington Management

• United States
• Investment Management
• 700 & Above Employee

• Vice President

  • Aug 2003 - Jul 2007

  Lead team of 5 compliance professionals responsible for monitoring adherence to federal laws, SEC rules and regulations and client guidelines. Also responsible for training on systems, policies and procedures, and participated in client due diligence presentations.



DWS Group

• Germany
• Financial Services
• 700 & Above Employee

• Vice President, Compliance and Disclosure Manager

  • Feb 2001 - Jul 2003

  Managed team responsible for producing primary disclosure documents for Deutsche Asset Management mutual funds in compliance with federal laws and SEC filing requirements.



Fidelity Investments

• Staff Attorney

  • 1994 - 1998