BSA/Fraud Specialist

• Jun 2013 - Present

Risk Management Specialist

• Jun 2013 - Jun 2018

Risk Management - Regulatory Compliance and Audit:Certified Compliance Officer (NCCO), Certified Bank Secrecy Officer (NCBSO), Extensive experience with all aspects of the Bank Secrecy Act; policy, risk assessment and training. Board appointed Bank Secrecy Act Officer. Significant training and policy writing experience.Internal audits and reports; fraud; work with Supervisory Committee, external auditors and Federal Regulators.

Vice-President, Risk Management

• Jun 2011 - Jun 2013

Risk Management, responsible for Audit, Regulatory Compliance, Bank Secrecy Act Officer: Lending and compliance audits, reports and tracking Primary contact for external audit firms All regulatory compliance All aspect of the Bank Secrecy Act Risk Management, responsible for Audit, Regulatory Compliance, Bank Secrecy Act Officer: Lending and compliance audits, reports and tracking Primary contact for external audit firms All regulatory compliance All aspect of the Bank Secrecy Act

Director of Risk Management

• Jan 1998 - Feb 2011

As Director of SPIRE*s Risk Management department, responsible for Regulatory Compliance, Audit, Fraud, Insurance, and Litigation: Created SPIRE*s Risk Management Department. Work with federal regulators and write credit union responses to regulatory exams annually since 1998. Oversee all credit union internal audits since 1998. Staff liaison for credit union Supervisory Committee. Responsible for overseeing the creation of the first enterprise wide disaster recovery plan. National Association of Federal Credit Union (NAFCU) Certified Compliance officer since 1998. Authored many policies/procedures ranging from Bank Secrecy Act to Charitable Contributions. Created and teach numerous training classes for credit union staff and volunteers. SPIRE*s Bank Secrecy Act Officer since 2002. Advised and facilitated the Board of Directors in revising credit union by-laws in 2003 and 2008. Member of the Association of Credit Union Internal Auditors. Successfully guided the staff through 8 bank robberies. Established key relationships with local and federal law enforcement. Graduate of 1st Minneapolis FBI Citizens Academy - 2005. Branch Manager for 8 years, supervising staff of up to 10 employees. Responsible for all branch decisions, including loan underwriting. Show less

Branch Manager

• Jan 1992 - Jan 1998

Member Service Representative

• Jan 1987 - Jan 1991