Experience

NCI

• France
• Financial Services
• 1 - 100 Employee

• Chief Compliance Officer

  • Jan 2023 - Present

  Paris, Île-de-France, France



AGAMA Conseil

• France
• Financial Services
• 1 - 100 Employee

• Manager

  • Feb 2016 - Dec 2022

  Paris In an independent human-sized consulting firm, which provides regulatory, compliance and internal control advisory to French asset managers: - Second level and periodic controls (definition of control plans, planification and follow-up of audits, controls assessment and team work review, presentation of the audit conclusions and recommendations to the Board / Chief Compliance Officer, follow-up and implementation of recommendations); - Compliance audit assessment; - Advisory:… Show more In an independent human-sized consulting firm, which provides regulatory, compliance and internal control advisory to French asset managers: - Second level and periodic controls (definition of control plans, planification and follow-up of audits, controls assessment and team work review, presentation of the audit conclusions and recommendations to the Board / Chief Compliance Officer, follow-up and implementation of recommendations); - Compliance audit assessment; - Advisory: definition of internal and compliance plans, procedures and policies, implementation of regulatory requirements); - Technical support and advisory during the French AMF Regulator investigations and inspections. Customers follow generalist, private equity and real estate strategies. They perform collective investment management, investment advice and fund management mandate. Main skills developed: Regulatory (AIFMD, UCITS V, MIF II, GDPR), project management, team management and customer relationship management. AGAMA Conseil website : http://www.agama-conseil.com/qui-sommes-nous/ Show less



Deloitte

• Business Consulting and Services
• 700 & Above Employee

• Senior consultant Compliance & Risk

  • Oct 2012 - Sep 2015

  Région de Paris, France In the Risk Advisory Practise, participating in projects regarding the implementation of the Regulatory framework for financial institutions (Banks / Insurance Compagnies / Asset Managers): - Design of the internal control framework (comitology, control plan, monitoring indicators, reporting, ...); - Critical review of the internal control framework; - Compliance process analysis (French decree of 03/11/2014, Solvency II); - Methodological and technical assistance on the following… Show more In the Risk Advisory Practise, participating in projects regarding the implementation of the Regulatory framework for financial institutions (Banks / Insurance Compagnies / Asset Managers): - Design of the internal control framework (comitology, control plan, monitoring indicators, reporting, ...); - Critical review of the internal control framework; - Compliance process analysis (French decree of 03/11/2014, Solvency II); - Methodological and technical assistance on the following subjects: AML, Customer protection, Data privacy, FATCA / CRS regulations; - Assistance on the methodology of calculation and regulatory reporting of operational, credit, optional, solvency, liquidity risks and large exposures; Show less



HSBC

• United Kingdom
• Financial Services
• 700 & Above Employee

• Regulatory Controller Intern

  • Apr 2012 - Oct 2012

  Région de Paris, France In the department responsible for regulatory prudential framework for CIB activities: - Support during the production of regulatory reports specific to market and investment activities (ACPR and FSA standards); - Program development for the calculation of capital requirements for interest rate products (inflation caps / floors products); - Support in a campaign aiming at improving the quality of data used in the bank capital requirements calculations; - Performance of an impact… Show more In the department responsible for regulatory prudential framework for CIB activities: - Support during the production of regulatory reports specific to market and investment activities (ACPR and FSA standards); - Program development for the calculation of capital requirements for interest rate products (inflation caps / floors products); - Support in a campaign aiming at improving the quality of data used in the bank capital requirements calculations; - Performance of an impact analysis for future Basel III standards (Wrong Way Risk, CVA, IRC). Show less



UNEXO

• France
• Banking
• 1 - 100 Employee

• Market Analyst Intern

  • Apr 2010 - Sep 2010

  Rennes - Performance of a market study on the western France private equity market (main characteristics of the transactions (type, amount, actor involved, type of targets, minority / majority control …) - Reference to the market study in the definition of the new strategic plan of the Private Equity company.