Experience

CLSA

• Hong Kong
• Financial Services
• 700 & Above Employee

• KYC Officer

  • Jul 2023 - Present

  Screening using world check, google search. Periodic review of institutional and corporate clients mainly related to FICC, equities. Dealing mainly in APAC regions. Screening using world check, google search. Periodic review of institutional and corporate clients mainly related to FICC, equities. Dealing mainly in APAC regions.



LuLu International Exchange

• United Arab Emirates
• Financial Services
• 700 & Above Employee

• • Jul 2021 - Oct 2022

  Filed suspicious transaction report and reported all suspicious transactions to compliance officer.Ensured all transactions are properly monitored, screened, and processed through the AML systems.Conducted enhanced due diligence research of individuals, institutions and trust related to potentially fraudulent activities.Monitored evolving foreign exchange rates, updating systems on a monthly basis.Carrying out Forex transactions settlement with all procedural formalities and documentation.Proficient in calculating online market rates and quoting the best rates to the customers based on their requirements.Communicated with various business units to obtain necessary information for investigations. Show less

• • Nov 2016 - Jun 2021

  Reviewed new customers’ applications and identifying potential red flags that may indicate suspicious activity such as large deposits of cash, multiple small transfers between different accounts, or frequent large wire transfers.Reviewed financial transactions to identify possible instances of money laundering, suspicious activities, or other criminal activities.Reviewed customer transaction history and bank records to identify unusual activity that might indicate money laundering or other fraudulent activities.Trained new employees to deliver first-class customer care.Assisted customers with product selection and sales, recommending items to increase transaction value.Conducted KYC formality reports on questionable accounts and transactions.Supported KYC processes for prospective and existing customers.Prepared high-risk reviews with results and recommendations for customer onboarding, closure and retention. Show less