Experience

Compliance Exchange Group (CXG)

• United States
• Financial Services
• 1 - 100 Employee

• Human Resources Manager

  • Jun 2021 - Present

  CXG is a top-tier Principal outsourcing, and full-service compliance firm, servicing FINRA regulated broker-dealers across the U.S. We are one of the few firms that provide fully outsourced principal solutions, in addition to regulatory consulting, CCO & FINOP outsourcing, and CMA - 1017 services. A true engine for growth, CXG serves broker-dealers, removing barriers to growth, putting our clients in the lead. With leading talent and proven expertise, all outsourced at a fraction of inhouse costs, CXG is equally equipped for meeting immediate short-term needs or providing long-term solutions. If you’re a small to mid-size firm looking to grow, or a start-up firm seeking FINRA approval, we can help. Show less



BrokerDealerForSale.com

• United States
• Outsourcing and Offshoring Consulting
• 1 - 100 Employee

• Human Resources Manager

  • Jun 2021 - Present

  BrokerDealerForSale.com is the leading technology platform for buying and selling a Broker Dealer. BrokerDealerForSale.com ensures buyers get a clean background brokerage firm operating in the specific service lines they need, while providing a safe and confidential environment for sellers to list their firms. We have clean Shells and Producing Broker Dealers available and can help you every step of the way throughout the process. CXG is a top-tier Principal outsourcing, and full-service compliance firm, servicing FINRA regulated broker-dealers across the U.S. We are one of the few firms that provide fully outsourced principal solutions, in addition to regulatory consulting, CCO & FINOP outsourcing, and CMA - 1017 services. A true engine for growth, CXG serves broker-dealers, removing barriers to growth, putting our clients in the lead. With leading talent and proven expertise, all outsourced at a fraction of inhouse costs, CXG is equally equipped for meeting immediate short-term needs or providing long-term solutions. If you’re a small to mid-size firm looking to grow, or a start-up firm seeking FINRA approval, we can help. Show less