Andrew Thompson
Finance Manager at BakerAvenue Wealth Management- Claim this Profile
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Bio
Wayne Anderman CFP® MBA
Andrew and I worked in great partnership together. His proactive, intelligent, and determined approach to compliance and operational excellence provided assurance of clients' or constituents' best interests being put first, always. Andrew brings efficiency and effectiveness for all endeavors he undertakes. As a skilled facilitator he reflected the ability to build and influence group consensus, and demonstrated his commitment to high quality work in overseeing policies & procedures. Andrew ensured compliance with federal and state rules and regulations protecting our clients, advisors and the firm. Through conducting compliance risk assessments in accordance with regulatory expectations and best practices, Andrew was instrumental in creating a zero-conflict of interest environment. I recommend Andrew for any position that requires leadership, compliance, financial and analytical approaches for enterprise creation, sustainability and oversight. I would gladly work with Andrew again.
Corina Rollins
I met Andrew as a Real Estate student at the College of Marin when he took his first class with me. As a student he stood out because of his participation in class, his care in his homework assignments, and his in depth understanding of all things Financial. I have, subsequently, come to know him as the Revenue Supervisor at the City of San Rafael and through his involvement organizing continuing education for his peers, a position he used to bring me in to talk to Revenue agents about the impact of the housing crisis on local jurisdictions and their finances, the lost revenues that resulted from the Great Recession. Andrew's interest in the interconnection of these diverse forces demonstrates his ability to see connections that others might miss, and the depth of concern he has in his analysis of his community's finances.
Wayne Anderman CFP® MBA
Andrew and I worked in great partnership together. His proactive, intelligent, and determined approach to compliance and operational excellence provided assurance of clients' or constituents' best interests being put first, always. Andrew brings efficiency and effectiveness for all endeavors he undertakes. As a skilled facilitator he reflected the ability to build and influence group consensus, and demonstrated his commitment to high quality work in overseeing policies & procedures. Andrew ensured compliance with federal and state rules and regulations protecting our clients, advisors and the firm. Through conducting compliance risk assessments in accordance with regulatory expectations and best practices, Andrew was instrumental in creating a zero-conflict of interest environment. I recommend Andrew for any position that requires leadership, compliance, financial and analytical approaches for enterprise creation, sustainability and oversight. I would gladly work with Andrew again.
Corina Rollins
I met Andrew as a Real Estate student at the College of Marin when he took his first class with me. As a student he stood out because of his participation in class, his care in his homework assignments, and his in depth understanding of all things Financial. I have, subsequently, come to know him as the Revenue Supervisor at the City of San Rafael and through his involvement organizing continuing education for his peers, a position he used to bring me in to talk to Revenue agents about the impact of the housing crisis on local jurisdictions and their finances, the lost revenues that resulted from the Great Recession. Andrew's interest in the interconnection of these diverse forces demonstrates his ability to see connections that others might miss, and the depth of concern he has in his analysis of his community's finances.
Wayne Anderman CFP® MBA
Andrew and I worked in great partnership together. His proactive, intelligent, and determined approach to compliance and operational excellence provided assurance of clients' or constituents' best interests being put first, always. Andrew brings efficiency and effectiveness for all endeavors he undertakes. As a skilled facilitator he reflected the ability to build and influence group consensus, and demonstrated his commitment to high quality work in overseeing policies & procedures. Andrew ensured compliance with federal and state rules and regulations protecting our clients, advisors and the firm. Through conducting compliance risk assessments in accordance with regulatory expectations and best practices, Andrew was instrumental in creating a zero-conflict of interest environment. I recommend Andrew for any position that requires leadership, compliance, financial and analytical approaches for enterprise creation, sustainability and oversight. I would gladly work with Andrew again.
Corina Rollins
I met Andrew as a Real Estate student at the College of Marin when he took his first class with me. As a student he stood out because of his participation in class, his care in his homework assignments, and his in depth understanding of all things Financial. I have, subsequently, come to know him as the Revenue Supervisor at the City of San Rafael and through his involvement organizing continuing education for his peers, a position he used to bring me in to talk to Revenue agents about the impact of the housing crisis on local jurisdictions and their finances, the lost revenues that resulted from the Great Recession. Andrew's interest in the interconnection of these diverse forces demonstrates his ability to see connections that others might miss, and the depth of concern he has in his analysis of his community's finances.
Wayne Anderman CFP® MBA
Andrew and I worked in great partnership together. His proactive, intelligent, and determined approach to compliance and operational excellence provided assurance of clients' or constituents' best interests being put first, always. Andrew brings efficiency and effectiveness for all endeavors he undertakes. As a skilled facilitator he reflected the ability to build and influence group consensus, and demonstrated his commitment to high quality work in overseeing policies & procedures. Andrew ensured compliance with federal and state rules and regulations protecting our clients, advisors and the firm. Through conducting compliance risk assessments in accordance with regulatory expectations and best practices, Andrew was instrumental in creating a zero-conflict of interest environment. I recommend Andrew for any position that requires leadership, compliance, financial and analytical approaches for enterprise creation, sustainability and oversight. I would gladly work with Andrew again.
Corina Rollins
I met Andrew as a Real Estate student at the College of Marin when he took his first class with me. As a student he stood out because of his participation in class, his care in his homework assignments, and his in depth understanding of all things Financial. I have, subsequently, come to know him as the Revenue Supervisor at the City of San Rafael and through his involvement organizing continuing education for his peers, a position he used to bring me in to talk to Revenue agents about the impact of the housing crisis on local jurisdictions and their finances, the lost revenues that resulted from the Great Recession. Andrew's interest in the interconnection of these diverse forces demonstrates his ability to see connections that others might miss, and the depth of concern he has in his analysis of his community's finances.
Credentials
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IBM Data Science Professional Certificate
CourseraSep, 2020- Nov, 2024 -
Building AI Powered Chatbots Without Programming
CourseraDec, 2019- Nov, 2024 -
Chinese for Beginners
CourseraNov, 2019- Nov, 2024 -
Blockchain: Foundations and Use Cases
CourseraNov, 2018- Nov, 2024 -
SQL For Data Science
CourseraJul, 2018- Nov, 2024 -
Visual Analytics with Tableau
CourseraNov, 2017- Nov, 2024 -
Introduction to Data Science in Python
CourseraMay, 2017- Nov, 2024 -
Learning R
Lynda.comMay, 2017- Nov, 2024 -
Inspiring Leadership through Emotional Intelligence
CourseraDec, 2015- Nov, 2024 -
Applied Logistic Regression
CourseraJul, 2015- Nov, 2024 -
Applied Regression Analysis
CourseraMay, 2015- Nov, 2024 -
Machine Learning
CourseraDec, 2014- Nov, 2024 -
Model Thinking
CourseraMay, 2014- Nov, 2024 -
Computing for Data Analysis
CourseraFeb, 2014- Nov, 2024 -
Coding the Matrix: Linear Algebra through Computer Science Applications
CourseraOct, 2013- Nov, 2024 -
An Introduction to Interactive Programming in Python
CourseraJul, 2013- Nov, 2024 -
Introduction to Data Science
CourseraJun, 2013- Nov, 2024 -
Community Emergency Response Team Certificate of Completion
City of San RafaelJun, 2009- Nov, 2024 -
Leadership Institute Certificate of Completion
San Rafael Chamber of CommerceJan, 2009- Nov, 2024 -
San Rafael Planning Academy Certificate of Achievement
City of San RafaelJan, 2008- Nov, 2024 -
Certified Revenue Officer
California Municipal Revenue and Tax AssociationDec, 2007- Nov, 2024 -
Introduction to Recommender Systems
Coursera -
Using Python to Access Web Data
Coursera -
Web Application Architectures
Coursera
Experience
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BakerAvenue Wealth Management
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United States
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Financial Services
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1 - 100 Employee
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Finance Manager
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Mar 2022 - Present
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North Marin Community Services
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United States
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Non-profit Organizations
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1 - 100 Employee
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Bookkeeper
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Jun 2021 - Mar 2022
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City of San Rafael
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United States
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Government Administration
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1 - 100 Employee
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Revenue Supervisor
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Oct 2004 - Jun 2021
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Conservation and Liquidation Office
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Insurance
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1 - 100 Employee
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Administration Manager
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Dec 2001 - Jul 2004
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Robertson Stephens
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United States
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Financial Services
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1 - 100 Employee
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Compliance Supervisor
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May 1999 - Oct 2001
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HSBC Securities
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San Francisco Bay Area
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Office Manager
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Nov 1997 - Jun 1999
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EVEREN
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San Francisco Bay Area
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Branch Operations Manager
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Oct 1994 - Nov 1997
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Education
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UC San Diego School of Global Policy and Strategy (GPS)
Master of Arts (M.A.) -
Pomona College
Bachelor of Arts (BA)