Vice President, Fixed Income Trade Support

• Aug 2019 - Present

Senior Consultant

• Jan 2019 - Aug 2019

Fixed Income Trading

• Feb 2018 - Nov 2018

Trade allocations and trade corrections using Bloomberg Oasys, CTM, TOMS, and Phase 3Reconciliation of trading books and accounting systemSales credit correctionsTRACE reportingFail reporting, research, and resolutionSyndicate operations utilizing Ipreo and IssuenetResolving trading and settlement breaks by liaising with internal P&S and settlement teams, clients, and broker/dealersCreating customer, prime broker, and broker accounts

Business Analyst

• Aug 2017 - Feb 2018

Process mapping settlements and P&S work flows.Identify and resolve back office inefficiencies by coordinating with various internal and external departments, business lines, and vendors.Create and implement test cases for trade, settlement, and P&S systems to ensure functionality.Create weekly and monthly TRACE and MSRB reporting metrics and present results to senior management, traders, risk, and compliance business lines.Create and update departmental procedures as well as train employees on new and existing processes. Show less

Investment Account Research Specialist III

• Mar 2016 - Aug 2017

Subject matter expert on Fed settlement, DTC, and P & S for US Bancorp Broker/DealerSettle US Treasury Bonds via Bank of New York's broker dealer clearance system for capital markets and retail business linesMonitor and resolve trade and comparison breaks for GSD and NSCC/CNS settling bonds using FICC and RTTMProcess and research TMPG Fees and determine if claims should be submittedDecrease departmental risk by creating procedures and updating outdated procedures Securities lending operations support researching cash, rate, and position breaks Show less

Global Trade Rep II

• Jul 2014 - Mar 2016

Understanding of 93 international markets and their settlement processEnsure correct settlement of trades in a time sensitive environment Execute foreign exchange transactionsSend and receive currencies via SWIFTReconciliation of EUR Sweep Money Market FundsProcess open and closing legs of foreign currency contracts

Stock Broker

• Jan 2013 - Jul 2014

Develop and maintain relationships to gather outside assetsInterpret and explain voluntary and mandatory reorganization and special dividends Assist clients with increasing their knowledge of financial markets, trading rules, and portfolio managementMinimize firm risk by monitoring margin accounts and expiring option contractsBuy and sell stocks, mutual funds, ETFs, and fixed income using various order types

Intern

• Nov 2010 - Dec 2012

Listen to and shadow brokers in the office to see how they conduct business with clients.Act as a representative of Scottrade to clients that come directly to the branch for assistance.Become familiar with different departments and their functions.Provide technical support for clients accessing Scottrade's trading platforms.Utilize quote system to communicate information regarding stocks to clients.Process stock certificates and deposits, prepare paperwork for overnight delivery to St. Louis, and process branch mail.Understand and be able to communicate different types of client accounts.Navigate through the internal systems and become familiar with their use Show less