Amol Agate
Global Compliance, Token Listings Lead at Okcoin- Claim this Profile
Click to upgrade to our gold package
for the full feature experience.
Topline Score
Bio
Credentials
-
Certified AML Fintech Compliance Associate (CAFCA)
ACAMSAug, 2022- Nov, 2024 -
Certified Bitcoin Professional (CBP)
CryptoCurrency Certification Consortium (C4)Jan, 2022- Nov, 2024 -
Certified Cryptocurrency Investigator (CCI)
Blockchain Intelligence GroupJan, 2022- Nov, 2024 -
Certified Financial Crime Specialist (CFCS)
Association of Certified Financial Crime Specialists - ACFCSMar, 2021- Nov, 2024 -
Sanctions Compliance
Promontory, a Business Unit of IBM ConsultingDec, 2013- Nov, 2024 -
AML Certified Associate (AMLCA) , Anti-Money Laundering and FFIEC Bank Secrecy Act
Florida International Bankers Association -
Certified Anti-Money Laundering Specialist (CAMS)
ACAMS -
Completion of International Financial Sanctions Compliance Officer (IFSCO) Training
Financial Integrity Network
Experience
-
Okcoin
-
United States
-
Financial Services
-
100 - 200 Employee
-
Global Compliance, Token Listings Lead
-
Jan 2023 - Present
-Responsible for managing the Global Token Listing Program and a team conducting compliance reviews of tokens being considered for listing on OKGroup's exchanges around the globe, including but not limited to performing due diligence on the project, project teams, product use cases, blockchain trends, emerging network protocols, regulatory rule making, guidance, and litigation. -In charge of a team of senior compliance analysts supporting OKX and OkCoin brand token listings globally while additionally supporting entities holding and seeking financial licenses globally (US, EU, APAC, MEA). -Build and cultivate top talent to build and maintain a best-in-class team of researchers and due diligence program. -Direct experience leading a due diligence team and overseeing process design and execution. -Manage a team of crypto researchers performing due diligence on tokens and issuer teams while developing and implementing policies, procedures, and guidelines for token listing reviews. -Conduct ongoing calibration of the risk rating methodology and framework to ensure pertinent risks are identified and analyzed as the broader ecosystem innovates. -Pro-actively identify compliance risks and consult with key partners in Compliance, Legal, Risk, and Listings to ensure compliance risks are addressed. -Applying compliance frameworks to crypto assets and products while having the capacity to synthesize complex research to a concise summary and recommendation to Executive Committee. Show less
-
-
-
BNP Paribas
-
France
-
Banking
-
700 & Above Employee
-
Vice President - US Financial Security, AML/KYC Advisory Compliance Officer
-
Nov 2016 - Jan 2023
Senior Member of AML Advisory Team Senior Member of AML Advisory Team
-
-
-
Lloyds Banking Group
-
United Kingdom
-
Financial Services
-
700 & Above Employee
-
Vice President, Compliance & Risk - AML Advisory Team
-
May 2013 - Nov 2016
Interim Head of AML Advisory Compliance Interim Head of AML Advisory Compliance
-
-
-
BNP Paribas
-
France
-
Banking
-
700 & Above Employee
-
Assistant Vice President, Americas Client Onboarding, AML, Capital Market Transversal Operations
-
Oct 2010 - May 2013
-
-
-
Bank of America Merrill Lynch
-
United States
-
Financial Services
-
700 & Above Employee
-
Compliance Officer, Global Markets & Global Banking - AML, Reference Data Services
-
Jul 2006 - Oct 2010
Team Leader - AML Group Team Leader - AML Group
-
-
Education
-
2008 - 2010
Fordham Gabelli School of Business
Master of Business Administration - MBA, Finance & Marketing -
1999 - 2003
Rutgers University - New Brunswick
Bachelor of Science - BS -
1999 - 2003
Rutgers Business School
Bachelor of Science - BS
Community
