Executive

• Jun 2012 - Present

Activities related to Audit of Business Partners:  Risk Management by conducting audits of Business Partners.  Data base analysis of Business data volumes pertaining to audits of Business Partners.  Application of various sampling techniques to help conduct an audit of Business Partners on a sample basis.  Preparing reports summarizing audit observations for senior management consideration and review.  Ensuring compliance from Business Partners for deviations observed during audits.  Independently reviewing and monitoring internal audit reports submitted by Depository Participants to NSDL. Activities related to SEBI inspection and compliance:  Preparing and providing the data as requested by SEBI auditors during the NSDL audit.  Analysing the queries raised by SEBI and drafting appropriate responses for the same.  Ensuring closure of all observations raised by SEBI in due consultation with senior management. Activities involving interaction with Business Partners of NSDL:  Handling activities related to various stages of Business Partner life cycle, which includes admission, permanent registration, Closure of Business Partner, etc.  Resolving Business Partner queries by referring to the relevant Regulatory and compliance guidelines on a day to day basis.  Ensuring that the database of service centers, compliance officers etc. are duly updated as and when the appropriate intimation is received from the Depository Participants. Show less

Process Associate

• Feb 2011 - Jun 2012

 Working for NA Collection Utilities (Operation US – Citibank Cards) Back Office.  Primarily dealing with Citibank Card Collections including the affiliated credit cards for the home depot, sears and oil portfolio. The process includes Collections & Settlement of Credit Cards Accounts.  To work on those accounts where Attorney or Agency letter had been send or need to be send.  Working for NA Collection Utilities (Operation US – Citibank Cards) Back Office.  Primarily dealing with Citibank Card Collections including the affiliated credit cards for the home depot, sears and oil portfolio. The process includes Collections & Settlement of Credit Cards Accounts.  To work on those accounts where Attorney or Agency letter had been send or need to be send.

Paginator

• Dec 2008 - Feb 2011

Relationship Manager

• Oct 2007 - Dec 2008