Experience

F.L.Putnam Investment Management Company

• United States
• Investment Management
• 1 - 100 Employee

• Compliance Officer

  • Feb 2020 - Present

  Help to monitor and maintain compliance of F.L.Putnam to various industry, regulatory and internal investment standards including GIPs and SEC regulations. Lead the monitoring subcommittee and take part in the compliance committee. Collaborate with CCO, CEO, outside auditors, and internal stakeholders to ensure proper safeguards are put in place at the firm.

• Portfolio Analyst

  • Nov 2018 - Feb 2020



Vanguard

• United States
• Financial Services
• 700 & Above Employee

• Supplier Performance Administrator

  • Nov 2016 - Nov 2018

  Provide support to category sourcing team, Supplier Relationship Managers, Relationship Owners, and Executive Sponsors throughout onboarding, ongoing, and off-boarding life cycle of third-party suppliers. Ensure collection and distribution of up-to-date supplier performance data; created scorecards, dashboards and supported mediation efforts; analyzed spend data; and helped to foster partnerships with 8 of Vanguard’s most strategic IT suppliers. Exhibited advanced Excel skills.

• Auditor

  • Apr 2015 - Nov 2016

  Performed oversight and auditing of multiple aspects of the Accounts Payable department. Helped to implement transition of Vendor Maintenance and mail room audit. Identified and applied process improvements to tighten controls to decrease risk. Participated in multiple project teams and initiatives.



Randstad

• Netherlands
• Human Resources Services
• 700 & Above Employee

• Randstad Contractor

  • Feb 2013 - Apr 2015

  Compliance Associate, Vanguard August 2013-April 2015 Maintained vendor master profile of over 4000 vendors for Accounts Payable Department with over 99% accuracy rate. Communicated with over 100 vendors and multiple business units to obtain proper information for payment and tax reporting. Ensured compliance with IRS laws, including FATCA, Chapter 3, and 1099M and 1042S reporting. Participated in multiple projects and initiatives. Auditor, Vanguard May 2013-August 2013 Audited importation of invoices by Accounts Payable mail room; over 800 per week. Developed and implemented first procedure for position. Trained replacement for position prior to transfer to Compliance Associate role. Processor, Vanguard February 2013-April 2013 Researched, analyzed, and processed returned mail to prevent loss of investor’s assets through the process of escheatment. Trained on the job while maintaining a high standard of efficiency and quality. Show less



JMJS Executives, Inc.

• United States
• Advertising Services

• Intermediate Executive Leader

  • Aug 2012 - Nov 2012

  Sold product to over 25 businesses in the Philadelphia area. Promoted from entry level salesman to Executive Leader in 5 days, quickest in the company at the time. Trained three entry level associates as a part of company model. Sold product to over 25 businesses in the Philadelphia area. Promoted from entry level salesman to Executive Leader in 5 days, quickest in the company at the time. Trained three entry level associates as a part of company model.



Gettysburg College

• Higher Education
• 700 & Above Employee

• Vice President of Publicity of Campus Activities Board

  • Aug 2011 - May 2012

  Publicized social events on Gettysburg College’s campus through email, social media, posters, etc. Collaborated with about 20 other students to help reach campus community and organize events.

• Campus Recreation Supervisor

  • Aug 2010 - May 2012

  One of 15 students in charge of recruiting and organizing intramural sports teams at Gettysburg College. Publicized the program, developed schedules for 20-25 teams, trained 10-15 staff, and acted as the final arbiter in conflict resolutions as well as first response in emergencies.



Landis Valley Village and Farm Museum

• Landis Valley

• PHMC Intern at Landis Valley Village and Farm Museum

  • May 2011 - Aug 2011

  Recorded, documented, and cleaned German-American artifacts of varying size, detail and origination including early 19th century Pennsylvania long rifles, journals, and various farm tools. Helped in the early development stages and collected items for a display. Recorded, documented, and cleaned German-American artifacts of varying size, detail and origination including early 19th century Pennsylvania long rifles, journals, and various farm tools. Helped in the early development stages and collected items for a display.