Experience

Arthur W. Wood Company Inc.

• United States
• Financial Services
• 1 - 100 Employee

• Senior Vice President Investments

  • Dec 2019 - Present

  Boston, Massachusetts, United States A friend of a friend introduced me to the Arthur W Wood Company. Arthur Wood was founded in 1899. It's the old 'New England Company'. Arthur Wood clears through Raymond James. Moors & Cabot changed clearing to RBC in December 2019. Although moving involves a good amount of form signing and paperwork, if I remained at Moors it seemed new paperwork would be required as well due to the change of clearing firms. I researched it out and to better serve my clients, I transitioned to Arthur Wood… Show more A friend of a friend introduced me to the Arthur W Wood Company. Arthur Wood was founded in 1899. It's the old 'New England Company'. Arthur Wood clears through Raymond James. Moors & Cabot changed clearing to RBC in December 2019. Although moving involves a good amount of form signing and paperwork, if I remained at Moors it seemed new paperwork would be required as well due to the change of clearing firms. I researched it out and to better serve my clients, I transitioned to Arthur Wood and their clearing firm, Raymond James. RJ had much superior technology in my opinion. In short, this has proven to be a great move - not only did about 99% of my clients transition with me - the transition was virtually effortless in terms of paperwork. In addition, through my first year here at Arthur Wood, I just about doubled my assets under management. The Raymond James platform has offered, in my opinion, the best technology I've ever encountered in over 30 years in this industry. That edge can make all the difference in the markets and offers great leverage to benefit investors I serve. Show less



Moors and Cabot

• Senior Vice President, Investments

  • May 2016 - Dec 2019

  Boston, Ma. 02110 I transitioned to Moors and Cabot from RBC back in 2016. The offices here at 1 Federal Street, 19th floor are simply beautiful. M&C is one of the first members of the Boston Stock Exchange and one of the oldest members of the NYSE. The firm provides my office with top notch research, execution, technology, and ample operational support. One of the best firms I've been affiliated with in almost 30 years in the industry.



RBC Wealth Management

• Canada
• Financial Services
• 700 & Above Employee

• First Vice President

  • May 2009 - Mar 2016



Wells Fargo Advisors

• United States
• Financial Services
• 700 & Above Employee

• Senior Vice President - Financial Advisor

  • Jul 2003 - May 2009

  The firm started off as Prudential Advisors and was taken over by Wachovia. Wachovia was eventually taken over by Wells Fargo Advisors.



Morgan Stanley

• United States
• Financial Services
• 700 & Above Employee

• Senior Vice President - Financial Advisor

  • Nov 1995 - May 2001



Merrill Lynch

• United States
• Financial Services
• 700 & Above Employee

• Vice President

  • Jul 1990 - Nov 1995