Experience

Cates Real Estate

• United States
• Leasing Real Estate
• 1 - 100 Employee

• Broker and Head of Compliance

  • Aug 2017 - Present

  Midcost and Southern Maine Responsible for company and agent compliance based on requirements from the Maine Real Estate Commission, the Maine Association of Realtors as well as company policy. -Assists in the review and dissemination to Cates Real Estate agents of applicable industry/company changes, updates and trends. -Works as a Broker with the Southern Maine Cates Real Estate team in the purchase and sale of residential real estate.



Unum

• Norway
• IT Services and IT Consulting
• 1 - 100 Employee

• Senior Compliance Manager - Compliance Assurance

  • Jul 2019 - Jun 2020

  Portland, Maine Area



CEI Capital Management LLC

• United States
• Financial Services
• 1 - 100 Employee

• Investment Officer

  • Mar 2017 - Jul 2019

  Brunswick, Maine Responsible for evaluating, underwriting and closing complex triple-bottom line New Market Tax Credit (“NMTC”) financial transactions of $10 million - $20 million in low-income communities nationwide. -Manages project evaluation and selection, including thorough financial analysis, financial modeling, credit analysis, compliance testing, legal documentation review and other due diligence related to underwriting triple-bottom line borrowers. -Has led the deal closing process for $100… Show more Responsible for evaluating, underwriting and closing complex triple-bottom line New Market Tax Credit (“NMTC”) financial transactions of $10 million - $20 million in low-income communities nationwide. -Manages project evaluation and selection, including thorough financial analysis, financial modeling, credit analysis, compliance testing, legal documentation review and other due diligence related to underwriting triple-bottom line borrowers. -Has led the deal closing process for $100 million in project financing, including the negotiation of deal terms, the documentation of the NMTC loan, the coordination and management of all closing parties as well as the handoff of the project at closing to the CCML Asset Management department. -Assists in the management and sourcing of the company inquiry log and pipeline of NMTC projects.

• Asset & Relationship Manager

  • Jul 2015 - Jul 2017

  Brunswick, Maine Responsible for the oversight and management of half of CCML’s $993 billion portfolio of NMTC transactions. -Acted as CCML’s primary stakeholder relationship manager among lenders, investors, borrowers and other partners relating to each asset. -Managed all aspects of the assigned NMTC portfolio, including all borrower requests for modifications, amendments and restructurings. -Managed the disposition, exit and/or “unwind” of the NMTC investment at the end of the seven (7) year… Show more Responsible for the oversight and management of half of CCML’s $993 billion portfolio of NMTC transactions. -Acted as CCML’s primary stakeholder relationship manager among lenders, investors, borrowers and other partners relating to each asset. -Managed all aspects of the assigned NMTC portfolio, including all borrower requests for modifications, amendments and restructurings. -Managed the disposition, exit and/or “unwind” of the NMTC investment at the end of the seven (7) year compliance period and facilitated the receipt of $1.785 million in backend fees to CCML.

• Compliance Assistant

  • Jan 2013 - Jul 2015

  Portland, Maine Area Provided support to the Chief Compliance Officer in managing CCML’s compliance within the NMTC Program. -Assisted in the management and data collection for CCML’s annual reporting. -Assisted the Asset Management department in compliance and covenant tracking, including the management of multiple spreadsheets and reports.

• Operations Assistant

  • Nov 2011 - Dec 2012

  Portland, Maine Area Provided support functions for the asset management and compliance of CCML’s NMTC portfolio. -Assisted in development/management of database for loan management and compliance. -Provided day to day support to the Chief Operating Officer, Chief Compliance Officer and Asset Management department.



Little Harbor Technology

• United States
• IT Services and IT Consulting

• Marketing and Sales Assistant

  • May 2011 - Nov 2011

  Responsible for internal marketing as well as client services including: co-creation of a promotion for website services, assistance in the creation and development of business websites and Social Media Marketing.



Colby-Sawyer College

• United States
• Higher Education
• 200 - 300 Employee

• Key Association-Tour Guide

  • Sep 2008 - May 2011

  Led tours for perspective students. Enhanced public speaking skills.

• Marketing and Sales Intern

  • May 2010 - Aug 2010

  Internship position.