Aigerim Ismagulova
Compliance Officer at Kazzinc- Claim this Profile
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English Professional working proficiency
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Russian Native or bilingual proficiency
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Kazakh Native or bilingual proficiency
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German Limited working proficiency
Topline Score
Bio
Credentials
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ICA Specialist Certificate in Trade Based Money Laundering
International Compliance AssociationDec, 2022- Oct, 2024
Experience
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Kazzinc
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Mining
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100 - 200 Employee
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Compliance Officer
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Dec 2022 - Present
Responsible to assess and provide guidance to the business in order to effectively avoid, respectively manage compliance risks.Test of the design and implementation of the Company’s risk framework, periodic self-assessment on mandatory controls.Test the design walkthroughs and test the operating effectiveness of key compliance controls.Support the Regional Compliance Officer with the implementation of controls to ensure compliance of processes.Assist with audit readiness.Control gap analysis.
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Senior Compliance Specialist
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Sep 2021 - Dec 2022
- Participated during the roll-out and continue to maintain and support newlyimplemented Compliance Program;- Support and assist of the Kazzinc’s Management and the Corporate Complianceteam;- Updated and implemented to align with Corporate Compliance standard Proceduresand Guidelines;- Implemented system-level internal controls, such as monitoring of theDonation/sponsorship/social investments GL Account:- Provision of quarterly reports to Regional Compliance Officer, General director andGlencore Head of Compliance for Metals, Minerals and Coal on Compliance programstatus.- Performing Third Party Due Diligence and KYC on a recurring basis to back up theTPDD/KYC teams;- Enhanced process on Monitoring of social investments developed, involving Financeand Administrative Departments, Procedure “Monitoring of Social investments,donation and sponsorship projects” implemented;- Management of Sanction risk;- Supporting Monitorings and Audit performed by Corporate Compliance MonitoringTeam and External Auditors;- Developing a process of Regular monitoring of the effectiveness of the set controls toensure, support and maintain Glencore Compliance Program. First monitoring afterimplementation of the Compliance Program to assess the effectiveness of the localcompliance programme and the implementation of the Group Compliance policies,procedures and guidelines.
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Coda Media, Inc
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Book and Periodical Publishing
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1 - 100 Employee
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Illustrator
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Nov 2019 - Present
Commissioned to create editorial illustrations for five articles at CodaStory. and CodaRu.Main responsibilities are:- Created a final product that fits clients' expectations, maintains contact through the initialstages of production.- Drew and painted editorial conceptual illustrations meant to help deliver a messagealongside written articles. Commissioned to create editorial illustrations for five articles at CodaStory. and CodaRu.Main responsibilities are:- Created a final product that fits clients' expectations, maintains contact through the initialstages of production.- Drew and painted editorial conceptual illustrations meant to help deliver a messagealongside written articles.
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Finance Reporting Manager
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Oct 2017 - Apr 2019
Main responsibilities are:- Manage process of financial reporting of Group companies within the IFRS requirements.- Preparation of Combined Financial Statements.- Preparation of Managerial accounts for the Key Management on a quarter basis.- Preparation of Sales and Cost of Sales analysis on a regular basis from different perspectives.- Perform analytical procedures to evaluate correctness and accuracy of all material accountscalculation.- Collabration with external audit teams while having year audit process.
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Sanofi
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France
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Pharmaceutical Manufacturing
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700 & Above Employee
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Risk Assurance Specialist
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Oct 2016 - Sep 2017
Due Diligence:Determine the risk level, and management of complex assessment of partners: reliability, relation with state officials, link with corruption litigations, bribery, fraud and other reputational risks;Conduct search and collection of information related to the Affiliate’s distributors, vendors and other partners with particular focus on corruption and economic security risks;Analyze gathered information and structure according to corporate standards;Maintain internal Due Diligence database;Prepare documentation for Due Diligence Committee;Contributing in analysis of financial profiles of partners;Conduction of trainings for employees.Compliance:Check of the processes of interactions with External Experts, organization and contribution to events on compliance matters;External Experts’ database maintenance (1С, SAP systems);Administration of agreements and other documents with External Experts;Preparation of expenses reports on External Experts for Central Asia Cluster;Coordination of work of Compliance Committee.
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KPMG
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Canada
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Accounting
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700 & Above Employee
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Audit Senior
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Dec 2012 - Oct 2016
- Planning and conducting of Audit procedures.- Checking and analysing spreadsheet data; examining company accounts and financial control systems.- Management of the audit engagement: staffing of a team, monitoring the workload, managing deadlines and budget, discussion of issues with client.- Draw initial conclusions on client queries, being alert to both commercial concerns and technical accuracy and referring upwards if necessary.- Describing process activities of the entity, assessment of internal control system and identifying deficiencies, if any.- Preparation of significant accounts sections within the audit projects due to Client’s specifics.- Preparation of Financial Statement in accordance with reporting framework.- Participated in negotiation/inquiry with Client.- Ensuring procedures, policies, legislation and regulations are correctly followed and complied with requirements.
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Intern
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Jul 2012 - Aug 2012
Summer internship. Preparations to graduate course are acquainted with audit work. Summer internship. Preparations to graduate course are acquainted with audit work.
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Education
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2009 - 2013
University of International Business
Bachelor's degree, Accounting and Audit
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