Adrian Baker
Risk and Compliance Manager at Leathes Prior Solicitors- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Location
Greater Norwich Area, UK
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Experience
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Leathes Prior Solicitors
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United Kingdom
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Legal Services
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1 - 100 Employee
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Risk and Compliance Manager
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May 2021 - Present
Norwich, England, United Kingdom
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Ashtons Legal LLP
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United Kingdom
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Law Practice
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200 - 300 Employee
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Risk and Compliance Manager
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Jul 2012 - May 2021
Norwich, United Kingdom Managing and developing the Firm's overall approach to the identification and management of business risk. Ensuring that the Firm conforms with all applicable regulatory requirements. Ensuring that the Firm meets or exceeds the requirements of key external quality standards. Turning the SRA regulations into value for the Firm through process and delivery.
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Risk and Compliance Manager
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Jun 2005 - Jul 2012
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Aviva
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United Kingdom
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Financial Services
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700 & Above Employee
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Compliance Auditor
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Nov 1997 - Jun 2005
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Education
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Norwich City College
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Norwich School
Community
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