Adila Ballim
Complaince Officer at Masthead- Claim this Profile
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English -
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Bio
Credentials
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BSocSc. LLB, Diploma in Compliance Management
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Experience
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Masthead
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South Africa
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Financial Services
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100 - 200 Employee
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Complaince Officer
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Apr 2012 - Present
Conducting quarterly compliance visits, Assisting with FSP applications, Profile Changes, Submission of FSB Reports, Hosting seminars, Personalizing Compliance documentation, Assisting with the Risk Management plan, Assisting with GoAML Registration, Assisting advisors with the requirements to develop a risk assessment and customer due diligence process with the ultimate aim of preparing the client to develop a risk management and compliance programme. Conducting quarterly compliance visits, Assisting with FSP applications, Profile Changes, Submission of FSB Reports, Hosting seminars, Personalizing Compliance documentation, Assisting with the Risk Management plan, Assisting with GoAML Registration, Assisting advisors with the requirements to develop a risk assessment and customer due diligence process with the ultimate aim of preparing the client to develop a risk management and compliance programme.
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Conveyancer, Commercial & Estates Attorney
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2008 - 2012
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Education
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University of KwaZulu-Natal
Bachelor’s Degree, LLB and UCT Diploma in Compliance Management
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