Experience

Hometap

• Colombia
• IT Services and IT Consulting

• Chief Compliance Officer & VP, Investment Support

  • Apr 2023 - Present

• VP of Compliance & Investment Ops

  • Jul 2020 - Apr 2023

  I lead a team of incredibly talented and dedicated individuals who are building out a best-in-class Home Equity Investment (HEI) platform and process that focuses on both the homeowner and employee experience.

• Sr. Regulatory and Product Counsel

  • Dec 2019 - Jul 2020

  Greater Boston Area Provide regulatory compliance support to the operations and management team of a fast growing home equity investment firm.



Ocwen Financial Corporation - US

• United States
• Financial Services
• 700 & Above Employee

• Vice President, Originations Compliance & Controls

  • Aug 2015 - Dec 2019

  Westborough, Massachusetts Provide compliance leadership and support for the multi-billion dollar originations operation across the Ocwen enterprise, including both forward and reverse lending. Consistent focus on developing a comprehensive compliance management system that not only accounts for the company’s compliance and risk appetite, but also its annual business objectives and goals. Manage a multi-million dollar department with forty three associates across four domestic and foreign offices.



American Mortgage Law Group, P.C.

• Legal Services
• 1 - 100 Employee

• Associate

  • Apr 2015 - Aug 2015

  Greater Boston Area Established the groundwork and structure for the firm’s first formal regulatory compliance practice division. Developed multiple compliance assessment modules that can be easily tailored for multiple clients based upon the structure of their compliance management system.



Ocwen Financial Corporation

• United States
• Financial Services
• 700 & Above Employee

• Senior Counsel

  • Feb 2013 - Mar 2015

  Westborough, MA Primary focus is to ensure lending operations are fully compliant with federal and state regulations. Review various third party agreements to ensure full compliance with RESPA, SAFE Act, GLBA, and their state regulatory counterparts. Work closely with Enterprise Risk Management to establish policies and procedures which will minimize assignee liability as a result of secondary market transactions. Provide regulatory interpretation guidance to the Compliance Department on various proposed and… Show more Primary focus is to ensure lending operations are fully compliant with federal and state regulations. Review various third party agreements to ensure full compliance with RESPA, SAFE Act, GLBA, and their state regulatory counterparts. Work closely with Enterprise Risk Management to establish policies and procedures which will minimize assignee liability as a result of secondary market transactions. Provide regulatory interpretation guidance to the Compliance Department on various proposed and newly implemented federal and state regulations governing mortgage origination. Show less



ClearPoint Funding

• Compliance Officer / Staff Attorney

  • Nov 2011 - Feb 2013

  Westborough, MA Directly manage all compliance examinations conducted by state regulatory bodies. Responsible for maintaining the company's policies and procedures in compliance with federal and state regulations. Managed the Broker Approval Department, overseeing all third party originator applications and ensuring the licenses of over one thousand brokers and branches were current and in good standing Functioned as an initial point of review and negotiation for third party vendor contracts with an… Show more Directly manage all compliance examinations conducted by state regulatory bodies. Responsible for maintaining the company's policies and procedures in compliance with federal and state regulations. Managed the Broker Approval Department, overseeing all third party originator applications and ensuring the licenses of over one thousand brokers and branches were current and in good standing Functioned as an initial point of review and negotiation for third party vendor contracts with an emphasis on ensuring all contracts contained robust provisions protecting borrower privacy. Oversaw external counsel's performance on a range of legal matters, including litigation. Show less



Leader Bank

• United States
• Banking
• 200 - 300 Employee

• In House Attorney

  • Oct 2010 - Nov 2011

  Co-Led expansion of the bank compliance program with the V.P. of Compliance; Review all high-level third party service contracts, including contracts with foreign third party service providers; Supervised the loan servicing department’s compliance with new GSE guidelines, emerging regulations and best practices bulletins as well as managed the OCC mandated foreclosure governance self-assessment



MetLife

• United States
• Insurance
• 700 & Above Employee

• Law Clerk

  • Oct 2008 - May 2009

  Securities Regulation law clerk in the Boston, MA MetLife legal department.