Andrew Cheetham
Head Of Compliance at The Bank of East Asia, Limited (BEA)- Claim this Profile
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Bio
Mark Rodgers
Andrew is a very able and conscientious consultant who proved also to be a good decision-maker when required, and has a broad conduct and regulatory risk knowledge. Andrew is willing to invest time and effort into projects and has a firm comprehensive knowledge of regulation and is able to meet deadlines. He prides himself on being thorough and fully prepared at all times. Andrew’s communication skills are second to none and he is comfortable with all levels of reporting. He is a good team member and a positive self-starter. Andrew also demonstrated that he is a very capable project manager whether change is internal or external. I would recommend Andrew for a range of skills and as a consultant on which one can depend.
Sarah Burgess
I very much enjoyed working with Andrew at One Savings Bank. Andrew is a great team player, always willing to share his knowledge and happy to take the time to help others.
Mark Rodgers
Andrew is a very able and conscientious consultant who proved also to be a good decision-maker when required, and has a broad conduct and regulatory risk knowledge. Andrew is willing to invest time and effort into projects and has a firm comprehensive knowledge of regulation and is able to meet deadlines. He prides himself on being thorough and fully prepared at all times. Andrew’s communication skills are second to none and he is comfortable with all levels of reporting. He is a good team member and a positive self-starter. Andrew also demonstrated that he is a very capable project manager whether change is internal or external. I would recommend Andrew for a range of skills and as a consultant on which one can depend.
Sarah Burgess
I very much enjoyed working with Andrew at One Savings Bank. Andrew is a great team player, always willing to share his knowledge and happy to take the time to help others.
Mark Rodgers
Andrew is a very able and conscientious consultant who proved also to be a good decision-maker when required, and has a broad conduct and regulatory risk knowledge. Andrew is willing to invest time and effort into projects and has a firm comprehensive knowledge of regulation and is able to meet deadlines. He prides himself on being thorough and fully prepared at all times. Andrew’s communication skills are second to none and he is comfortable with all levels of reporting. He is a good team member and a positive self-starter. Andrew also demonstrated that he is a very capable project manager whether change is internal or external. I would recommend Andrew for a range of skills and as a consultant on which one can depend.
Sarah Burgess
I very much enjoyed working with Andrew at One Savings Bank. Andrew is a great team player, always willing to share his knowledge and happy to take the time to help others.
Mark Rodgers
Andrew is a very able and conscientious consultant who proved also to be a good decision-maker when required, and has a broad conduct and regulatory risk knowledge. Andrew is willing to invest time and effort into projects and has a firm comprehensive knowledge of regulation and is able to meet deadlines. He prides himself on being thorough and fully prepared at all times. Andrew’s communication skills are second to none and he is comfortable with all levels of reporting. He is a good team member and a positive self-starter. Andrew also demonstrated that he is a very capable project manager whether change is internal or external. I would recommend Andrew for a range of skills and as a consultant on which one can depend.
Sarah Burgess
I very much enjoyed working with Andrew at One Savings Bank. Andrew is a great team player, always willing to share his knowledge and happy to take the time to help others.
Experience
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The Bank of East Asia, Limited (BEA)
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Hong Kong
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Banking
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700 & Above Employee
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Head Of Compliance
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Aug 2021 - Present
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TurkishBank UK
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United Kingdom
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Banking
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100 - 200 Employee
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Head Of Compliance
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Aug 2019 - Present
Head of Compliance, including compliance monitoring. Also held interim SMF4 Head of Compliance, including compliance monitoring. Also held interim SMF4
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ClearBank®
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United Kingdom
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Banking
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300 - 400 Employee
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Compliance Advice Consultant
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Feb 2019 - Aug 2019
Providing compliance oversight, advice and guidance to all areas relating to FCA regulation. This included FSCS, Open Banking, Payments Scheme Regulation and putting together a new oversight monitoring framework. Providing compliance oversight, advice and guidance to all areas relating to FCA regulation. This included FSCS, Open Banking, Payments Scheme Regulation and putting together a new oversight monitoring framework.
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Shawbrook Bank
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United Kingdom
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Banking
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700 & Above Employee
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Compliance Advice Consultant
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Nov 2017 - Dec 2018
Review policy guidelines and framework, update policy and procedure including review of Conduct Risk/TCF policies making recommendations, amending policies and providing compliance advice and guidance to projects and general matters Review policy guidelines and framework, update policy and procedure including review of Conduct Risk/TCF policies making recommendations, amending policies and providing compliance advice and guidance to projects and general matters
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Raphaels Bank
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United Kingdom
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Banking
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1 - 100 Employee
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Senior Compliance Oversight Consultant
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May 2017 - Oct 2017
Reviewing and updating outsourcing framework ensuring lending division and their outsourcer were compliant with SYSC 8, Conduct rules, CONC Complete updated guidance and policy’s for lending division and complete the relevant remedial work in respect of a S166 Reviewing and updating outsourcing framework ensuring lending division and their outsourcer were compliant with SYSC 8, Conduct rules, CONC Complete updated guidance and policy’s for lending division and complete the relevant remedial work in respect of a S166
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Capita Asset Services
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United Kingdom
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Business Supplies & Equipment
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Head of Risk and Oversight, Mortgage Servicing
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Nov 2016 - Apr 2017
Embedding Asset Services Risk Management Framework and processes and carrying out independent oversight. Embedding Asset Services Risk Management Framework and processes and carrying out independent oversight.
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Home Retail Group PLC
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United Kingdom
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Retail
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700 & Above Employee
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Senior Compliance Consultant
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Jul 2016 - Oct 2016
Compliance Advisory role in relation to a large CONC remediation project. On going review and updating of existing regulatory policies and procedures. Compliance Advisory role in relation to a large CONC remediation project. On going review and updating of existing regulatory policies and procedures.
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TSB Bank
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United Kingdom
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Banking
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700 & Above Employee
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Senior Manager Risk and Compliance
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Oct 2015 - Jul 2016
Instrumental with the implementation of Mortgage Credit Directive and Senior Managers Regime. Subject matter expert in MCOB and in conduct risk. Updated compliance and risk monitoring plans Instrumental with the implementation of Mortgage Credit Directive and Senior Managers Regime. Subject matter expert in MCOB and in conduct risk. Updated compliance and risk monitoring plans
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Compliance Advisory Project Manager
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Mar 2015 - Sep 2015
Responsible for the management and implementation/project management of the European Mortgage Credit Directive and the Senior Managers Regime. Involved with on going regulatory changes and interpretation of new and existing requirements Responsible for the management and implementation/project management of the European Mortgage Credit Directive and the Senior Managers Regime. Involved with on going regulatory changes and interpretation of new and existing requirements
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AJRA Consultancy
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United Kingdom
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Banking
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Senior Reviewer/FCA compliance reports, Regulatory Compliance Project at Royal Bank of Scotland
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Jul 2013 - Jul 2014
Working for RBS in a high profile s166 FCA compliance/risk role helping the Bank with the Interest Rate Management Project This involves extensive analysis,auditing, investigation and a full assessment of compliance-writing factual reports, offering improvements and presenting to a senior board my decisions and remediation plans. Working for RBS in a high profile s166 FCA compliance/risk role helping the Bank with the Interest Rate Management Project This involves extensive analysis,auditing, investigation and a full assessment of compliance-writing factual reports, offering improvements and presenting to a senior board my decisions and remediation plans.
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Grant Thornton UK LLP
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United Kingdom
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Accounting
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700 & Above Employee
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Consultant, Business Consulting
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Nov 2012 - Jul 2013
Business Consultant in the SME market, working on a regularity compliance project for a high profile financial institution on a s166 FCA based project.Assessing the compliance from an independent perspective, conducting credit assessments and investigation, whilst working closely with stakeholders to complete extensive reports and enable policy translation Business Consultant in the SME market, working on a regularity compliance project for a high profile financial institution on a s166 FCA based project.Assessing the compliance from an independent perspective, conducting credit assessments and investigation, whilst working closely with stakeholders to complete extensive reports and enable policy translation
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Clydesdale Bank
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United Kingdom
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Banking
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700 & Above Employee
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Senior Partner
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Oct 2008 - May 2012
I manage the team at Maidstone which looks after business in Kent for the SME/Corporate market place.
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Business Partner
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Oct 2005 - Oct 2008
I successfully built and developed a portfolio of customers and KBI from scratch for a new Bank. I established a large portfolio over a short period of time, generating over 50% of the branch's profit.
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Bank of Scotland
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United Kingdom
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Banking
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700 & Above Employee
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Director High Growth Business
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Apr 2003 - Oct 2005
Business Development (Hunter role), in a specialist team, targeting high growth business in the South East of England Business Development (Hunter role), in a specialist team, targeting high growth business in the South East of England
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Barclays
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India
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Outsourcing/Offshoring
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1 - 100 Employee
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Manager
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Sep 1982 - Apr 2003
20+ years experience and management in private and business Banking with Barclays. This included full training in all aspect of banking, KYC, business development,customer service,relationship management and running various teams within the Bank 20+ years experience and management in private and business Banking with Barclays. This included full training in all aspect of banking, KYC, business development,customer service,relationship management and running various teams within the Bank
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Education
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ACIB,CMI,PRINCE2
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IFS
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Institute of financial Services: FCAs requirements for Retail Investment Advice
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