Aadep Sethi
Manager - Legal Compliance at Complinity - India's leading Compliance Software- Claim this Profile
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English Full professional proficiency
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Punjabi -
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Hindi Professional working proficiency
Topline Score
Bio
Credentials
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Creating Your Personal Brand
LinkedInNov, 2020- Nov, 2024 -
Social Media Marketing for Small Business
LinkedInOct, 2020- Nov, 2024 -
Specialization in Corporate Laws
UPES Dehradun
Experience
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Complinity - India's leading Compliance Software
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India
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Software Development
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1 - 100 Employee
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Manager - Legal Compliance
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May 2023 - Present
Current role involves managing teams working on various change management and legal compliance framework projects. It involves helping clients across various sectors in managing their compliance-oriented risk profiles more efficiently. Includes understanding business processes & operations, supervising development of detailed legal compliance frameworks, assistance in form of regular reviews and monitoring through compliance software.Other associated activities include leading the Legal Support team, enhancing client engagement, conducting on site compliance awareness workshops, capacity building for emerging business and regulatory areas. Show less
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Assistant Manager - Legal Compliance
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May 2022 - Jun 2023
Current role involves managing teams working on various change management and legal compliance framework projects. It involves helping clients across various sectors in managing their compliance-oriented risk profiles more efficiently. Includes understanding business processes & operations, supervising development of detailed legal compliance frameworks, assistance in form of regular reviews and monitoring through compliance software.
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OakNorth
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United Kingdom
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Financial Services
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200 - 300 Employee
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Assistant Manager
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May 2021 - Nov 2021
Engagement involved assisting at various levels in end-to-end transaction management for various loan facilities. Job responsibilities included assistance in drafting various facility agreements, security and ancillary documentation. Monitoring and managing various accounts, related internal trackers and control mechanisms, which included co-ordination with various internal and external stakeholders, maintaining suite of precedent documentation, client query resolution etc. Engagement involved assisting at various levels in end-to-end transaction management for various loan facilities. Job responsibilities included assistance in drafting various facility agreements, security and ancillary documentation. Monitoring and managing various accounts, related internal trackers and control mechanisms, which included co-ordination with various internal and external stakeholders, maintaining suite of precedent documentation, client query resolution etc.
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PwC
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Professional Services
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700 & Above Employee
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Experienced Associate
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Nov 2018 - Feb 2020
Worked with Risk Assurance Services (Legal & Regulatory Compliance) team. Engagement involved, catering Indian and Global clients, assisting them in managing their risk management profiles including statutory, regulatory and contractual risks. As a professional this role involved implementation of complex processes and solutions, including legal framework development, mapping and automation, legal and regulatory compliance reviews, gap analysis and development of internal policies etc. Ancillary tasks in the profile included support in business development activities, subject matter expertise support involving regular updating of legal databases across different areas of law such as, Taxation, Labour (HR), EHS etc. Industries where services have been rendered include IT/ITES, BFSI, E-commerce, Retail, Oil & Gas, Manufacturing, Mining etc. Show less
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Thomson Reuters
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Canada
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Software Development
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700 & Above Employee
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Associate
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Nov 2017 - Oct 2018
Responsibilities included assessing compliance and legal risks for TR’s financial and non-financial clients, across different verticals and helping them develop an effective framework through an in-depth policy and process analysis. Besides working on regulatory change management projects this role also included involvement in regulatory and legal research projects. Responsibilities included assessing compliance and legal risks for TR’s financial and non-financial clients, across different verticals and helping them develop an effective framework through an in-depth policy and process analysis. Besides working on regulatory change management projects this role also included involvement in regulatory and legal research projects.
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Dhir & Dhir Associates
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India
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Law Practice
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100 - 200 Employee
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Associate
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Jan 2017 - Apr 2017
Job responsibilities at the firm were mainly focused on Project Finance and General Corporate Advisory. Work encompassed various transactions especially in the infrastructure and power sectors. Activities included contractual and regulatory advice to the clients along with drafting and negotiating of various financing and security instruments for facilitating various deals. Job responsibilities at the firm were mainly focused on Project Finance and General Corporate Advisory. Work encompassed various transactions especially in the infrastructure and power sectors. Activities included contractual and regulatory advice to the clients along with drafting and negotiating of various financing and security instruments for facilitating various deals.
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Happiest Work™
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United States
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Research Services
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1 - 100 Employee
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Engagement Manager
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Mar 2016 - Sep 2016
Job responsibilities included, developing client relationship catering to the satisfaction of current clients and engaging prospective ones, managing press releases and other PR and media related activities of the Company. Drafting and vetting of various Legal documents such as NDA’s, Service Agreements, Knowledge sharing agreements etc. Assistance in various filings and compliance based requirements on the regulatory front. Job responsibilities included, developing client relationship catering to the satisfaction of current clients and engaging prospective ones, managing press releases and other PR and media related activities of the Company. Drafting and vetting of various Legal documents such as NDA’s, Service Agreements, Knowledge sharing agreements etc. Assistance in various filings and compliance based requirements on the regulatory front.
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PwC India
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India
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Business Consulting and Services
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700 & Above Employee
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Senior Analyst
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Jun 2015 - Feb 2016
Statutory compliance reviews, compliance health checkups, designing and development of compliance and regulatory framework for large clients across various industries including manufacturing, trading, and service sector. Work Domain included IT Laws, Labour Laws, Corporate Laws, Environment Health & Safety Law and Foreign Investment Laws etc. Statutory compliance reviews, compliance health checkups, designing and development of compliance and regulatory framework for large clients across various industries including manufacturing, trading, and service sector. Work Domain included IT Laws, Labour Laws, Corporate Laws, Environment Health & Safety Law and Foreign Investment Laws etc.
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UPES
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India
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Higher Education
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700 & Above Employee
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Student BBA LLB (Hons)
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Aug 2010 - Apr 2015
Completed BBA.LLB (Hons) with specialization in Corporate Laws. Completed BBA.LLB (Hons) with specialization in Corporate Laws.
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Philips Lighting
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Netherlands
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Appliances, Electrical, and Electronics Manufacturing
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700 & Above Employee
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Legal Trainee
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Jun 2014 - Jul 2014
The ambit of work done includes drafting of various legal and business based documents such as MOU’s, Board Resolutions, Legal Notices and Replies, Agreements etc., along with research on various Statutes and their provisions such as Companies Act, COPRA, RTI, TRAI Regulations etc. Also assistance was provided for the legal audit of various distributor agreements. The ambit of work done includes drafting of various legal and business based documents such as MOU’s, Board Resolutions, Legal Notices and Replies, Agreements etc., along with research on various Statutes and their provisions such as Companies Act, COPRA, RTI, TRAI Regulations etc. Also assistance was provided for the legal audit of various distributor agreements.
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Tata Motors Finance
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Financial Services
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700 & Above Employee
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Legal Trainee
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May 2014 - Jun 2014
The ambit of work done includes refurbishment of details of the Consumer Cases, research on various provisions of various statutes such as Arbitration act, Negotiable Instruments act, drafting of legal and business based documents and various other ancillary tasks such as assistance on legal audit and presentations. The ambit of work done includes refurbishment of details of the Consumer Cases, research on various provisions of various statutes such as Arbitration act, Negotiable Instruments act, drafting of legal and business based documents and various other ancillary tasks such as assistance on legal audit and presentations.
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Internship
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Jan 2014 - Feb 2014
Work done during internship includes major project presentation on “FDI in real estate sector and project finance”, research oriented work on Sarfaesi Act, various aspects of FDI policy and master circulars, Delhi Shops and Establishment act, Company law related matters such NRI investment in Sole Proprietorships in India, Conversion of Sole Proprietorship into company, criminal law related matter of dowry death including – 498A, 304(b),406 IPC etc and assistance in drafting of writ petitions etc. Show less
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Remorphing
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India
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Business Consulting and Services
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1 - 100 Employee
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Trainee
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May 2013 - Jul 2013
Completed 8 weeks internship at Remorphing, New Delhi learning various legal and other related aspects of FDI. Intensive research on the regulatory framework apart from mapping the inflows and outflows from various global regions formed the major part of the internship. Completed 8 weeks internship at Remorphing, New Delhi learning various legal and other related aspects of FDI. Intensive research on the regulatory framework apart from mapping the inflows and outflows from various global regions formed the major part of the internship.
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Office of Advocate Mahinder Pal SIngh
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District Court Chittorgarh
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Intern
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Jan 2013 - Jan 2013
Completed 21-days internship (07-01-2013 to 28-01-2013) under Advocate Mahender Pal Singh in the District Court Chittorgarh. Learning includes Court hearing observations, Case File readings and Drafting assistance. Completed 21-days internship (07-01-2013 to 28-01-2013) under Advocate Mahender Pal Singh in the District Court Chittorgarh. Learning includes Court hearing observations, Case File readings and Drafting assistance.
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Intern
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Jul 2012 - Aug 2012
Completed 21-days internship (9-07-2012 to 30-07-2012) under Delhi State Legal Services Authority in order to understand various aspects of functioning of various courts and analyzed various cases of the inmates of Tihar and Rohini Jails. Completed 21-days internship (9-07-2012 to 30-07-2012) under Delhi State Legal Services Authority in order to understand various aspects of functioning of various courts and analyzed various cases of the inmates of Tihar and Rohini Jails.
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LEGAL OFFICER
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Jun 2011 - Jul 2011
Completed 30-days internship (30-5-2011 to 30-6-2011) in Punjab State Human Rights Commission as an intern in order to understand theoretical and practical aspects of working of the Commission, also a Project Report on ‘Use and Misuse of Dowry Rights’ was submitted. Completed 30-days internship (30-5-2011 to 30-6-2011) in Punjab State Human Rights Commission as an intern in order to understand theoretical and practical aspects of working of the Commission, also a Project Report on ‘Use and Misuse of Dowry Rights’ was submitted.
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Education
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2010 - 2015
University of Petroleum and Energy Studies
BBA-LLB (hons), Corporate Law -
2013 - 2013
Rostrum Legal
Certificate course in Corporate and Financial Crimes, Corporate Law -
2012 - 2012
Centre for Environmental Law and Policy, New Delhi
Certificate Course in Environmental Law, Environmental Law -
2008 - 2010
Central Academy Senior Secondary School
C.B.S.E, Commerce; Math -
St. Paul's Senior Secondary School
C.B.S.E
Community
