Brandon Hamada

Chief Compliance Officer and Senior Legal Counsel at Sprott
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Contact Information
us****@****om
(386) 825-5501
Location
US
Skills

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Bio

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Credentials

  • Series 4 License
    FINRA
    Apr, 2019
    - Nov, 2024
  • Series 24 License
    FINRA (Financial Industry Regulatory Authority)
    Nov, 2017
    - Nov, 2024
  • Series 63 License
    FINRA (Financial Industry Regulatory Authority)
    Aug, 2017
    - Nov, 2024
  • Series 7 License
    FINRA (Financial Industry Regulatory Authority)
    Jul, 2017
    - Nov, 2024
  • License to Practice Law in California
    State Bar of California
    Dec, 2013
    - Nov, 2024
  • License to Practice Law in Illinois (Inactive as of 2019)
    ARDC: Attorney Registration and Disciplinary Commission of the Supreme Court of Illinois
    Nov, 2011
    - Nov, 2024

Experience

  • Sprott
    • Canada
    • Investment Management
    • 1 - 100 Employee
    • Chief Compliance Officer and Senior Legal Counsel
      • Jan 2023 - Present

    • Senior Legal Counsel and Senior Compliance Officer
      • Jan 2022 - Dec 2022

    • Legal Counsel and Compliance Officer
      • Aug 2018 - Dec 2021

  • Gurtin Municipal Bond Management
    • Senior Associate - Risk, Compliance & Legal
      • Feb 2016 - Jul 2018

    • Associate - Risk, Compliance & Legal
      • Jun 2014 - Feb 2016

  • Askounis & Darcy, PC
    • United States
    • Law Practice
    • 1 - 100 Employee
    • Associate
      • Jul 2012 - Apr 2013

  • Mitsui Rail Capital, LLC
    • Chicago, Illinois
    • Counsel
      • Aug 2011 - Jul 2012

Education

  • Chicago-Kent College of Law, Illinois Institute of Technology
    Juris Doctor, cum laude, Law
    2008 - 2011
  • University of California, Davis
    Bachelor of Arts, Political Science
    2001 - 2005

Community

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