Peter Bobolia, CFP®, ChFC ®

Financial Planner at Family First Financial Planning
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Contact Information
us****@****om
(386) 825-5501
Location
Stuart, Florida, United States, US

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Experience

    • United States
    • Financial Services
    • 1 - 100 Employee
    • Financial Planner
      • Jul 2021 - Present

      Stuart, Florida, United States

    • United States
    • Insurance
    • 700 & Above Employee
    • Independent Insurance Agent
      • May 2020 - May 2021

      Connecting clients with Life insurance and Annuity Solutions

    • United States
    • Financial Services
    • 700 & Above Employee
    • Client Associate
      • Sep 2018 - Oct 2019

      Palm Beach Gardens, Florida Peter Bobolia is a Client Associate with J.P. Morgan Securities, a wealth management division of J.P. Morgan. He has been in the financial services industry for over 17 years. He is actively working towards his CFP designation. Peter joined J.P. Morgan Securities in 2018. He holds FINRA Series 7 and 66 licenses. -Perform quarterly reviews with clients to assess current financial health, ensure suitability and propose value-added solutions to clients’ needs -Review clients’… Show more Peter Bobolia is a Client Associate with J.P. Morgan Securities, a wealth management division of J.P. Morgan. He has been in the financial services industry for over 17 years. He is actively working towards his CFP designation. Peter joined J.P. Morgan Securities in 2018. He holds FINRA Series 7 and 66 licenses. -Perform quarterly reviews with clients to assess current financial health, ensure suitability and propose value-added solutions to clients’ needs -Review clients’ accounts to determine whether life changes, economic developments or financial performance indicate a need for a plan revision -Help clients plan for and fund retirement using mutual funds, ETFs, managed solutions and other options -Cultivate and strengthen relationships with new and existing clients -Conference with customers to assess market fluctuations and correct account problems -Prepare orders to orchestrate transfers, track transactions and document activities with detailed records -Assess clients' financial situations to develop strategic financial planning solutions and goals Show less

    • United States
    • Financial Services
    • 700 & Above Employee
    • Client Associate
      • Feb 2018 - Sep 2018

      Palm Beach Gardens, Florida

    • United States
    • Financial Services
    • 700 & Above Employee
    • Sr. Portfolio Services Officer - 2nd Vice President
      • Jun 2006 - Dec 2017

      •Extensive client services, branch, audit, compliance and financial operations experience. •Experience with multiple software packages, including the Advent APX suite of products. •Recognized as subject matter expert procedural expert in operations, front and back office operations and compliance and regulations by firm management. •Responsible for review of APL account platform assets to include reconciliation and execution of SMA product changes. •Actively manage/mitigate risk by… Show more •Extensive client services, branch, audit, compliance and financial operations experience. •Experience with multiple software packages, including the Advent APX suite of products. •Recognized as subject matter expert procedural expert in operations, front and back office operations and compliance and regulations by firm management. •Responsible for review of APL account platform assets to include reconciliation and execution of SMA product changes. •Actively manage/mitigate risk by identifying and preventing firm exposure daily. •Reducing operational risk by proactively instituting and adhering to operational policies/ procedures and providing metrics to senior management. Show less

    • United States
    • Financial Services
    • 100 - 200 Employee
    • New Accounts Manager
      • Mar 2005 - Jun 2006

      •Consultant relationship manager overseeing 1 billion dollars in client assets. •Performed all New Account procedures to include Investment agreement approval, completion of all required account documentation, position reconciliation, account setup, daily cash flow and operational functions. • Designed and implemented procedures and checklists for all account transactions. • Responsible for intra-quarterly billing of New Accounts and deposits. • Accountable for oversight of firm’s… Show more •Consultant relationship manager overseeing 1 billion dollars in client assets. •Performed all New Account procedures to include Investment agreement approval, completion of all required account documentation, position reconciliation, account setup, daily cash flow and operational functions. • Designed and implemented procedures and checklists for all account transactions. • Responsible for intra-quarterly billing of New Accounts and deposits. • Accountable for oversight of firm’s fiduciary obligation to execute all client proxy ballots. • Reconciled all firm proxy ballots quarterly, achieving a voting accuracy percentage exceeding 95% and provide voting authorizations to Proxy service provider. • Point of contact for custodian relations and corporate governance. • Instituted and fully executed a comprehensive project to electronically store 1300 client files. •Generated an IRA & Trust technical manual for the company. •Recognized as a role model in customer relations, with ability to build strong relationships with clients, vendors and colleagues. Show less

Education

  • Kaplan Financial Education
    Kaplan Financial Education, CFP
    2017 - 2020
  • George Mason University
    Bachelor of Science (BS), Public Administration
    1997 - 2001

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