Experience

Bank of Singapore, Asia's Global Private Bank

• Singapore
• Financial Services
• 700 & Above Employee

• Senior Associate - Front Line Risk & Control

  • Oct 2022 - Present

  Controls Assurance Controls Assurance



JPMorgan Chase & Co.

• United States
• Financial Services
• 700 & Above Employee

• Compliance Associate - Chief Data Office

  • May 2021 - Oct 2022

  Compliance, Conduct & Operational Risk - Chief Data Office Compliance, Conduct & Operational Risk - Chief Data Office



OCBC

• Singapore
• Banking
• 700 & Above Employee

• Manager, Private Banking Compliance - Independent Review Team

  • Apr 2020 - May 2021

  Premier Private Client - Sales & Suitability Compliance •Review and monitor Private Banking Sales Activities via Trade Transaction Report Reviews and retrieval of Voice Communication Logs•Ensure Strict compliance by front office and sales representatives with all internal controls and guidelines. Identify and investigate all compliance issues identified and ensure proper and timely escalation to Compliance head•Perform Gap Analysis to identify areas of weakness, advise and provide recommendations and guidance to Designated Units so as to improve/ rectify any weaknesses and problems identified•Developed and maintained Team's Compliance Training Manual and SOP•Led Development of Demerit Scorecard for tracking of trade defects and compliance breaches •Produce and Report Metrics of Compliance Breaches and Defects to management•Led UAT compliance testing for all system enhancements, facilitated implementation of new processes and workflow tools used by PPC Stakeholders•Wrote and reviewed Business User Requirements and UAT test Scripts and Scenarios Show less

• Assistant Manager, Private Banking Compliance - Independent Review Team

  • Apr 2018 - Mar 2020

  Premier Private Client - Sales & Suitability Compliance Analyst•Review and monitor Private Banking Sales Activities via Trade Transaction Report Reviews and retrieval of Voice Communication Logs•Ensure Strict compliance by front office and sales representatives with all internal controls and guidelines. Identify and investigate all compliance issues identified and ensure proper and timely escalation to Compliance head•Perform Gap Analysis to identify areas of weakness, advise and provide recommendations and guidance to Designated Units so as to improve/ rectify any weaknesses and problems identified•Led UAT compliance testing for all system enhancements, facilitated implementation of new processes and workflow tools used by PPC Stakeholders•Wrote and reviewed Business User Requirements and UAT test Scripts and Scenarios Show less

• KYC Executive

  • Jun 2017 - Mar 2018

  • Checker Lead for KYC periodic reviews as per AML/CFT screening requirements• Monitor and update internal databases for weekly statistical reporting.• Performed Ad-Hoc CRS/FACTA processing• UAT Testing lead for System Enhancements and Data Migration



Bank of Singapore, Asia's Global Private Bank

• Singapore
• Financial Services
• 700 & Above Employee

• Transaction Risk Management - Operations Analyst

  • Dec 2016 - Jun 2017

  • Perform surveillance checks on all client related transactions. • Conduct investigations and callback retrievals for suspicious transactions and ensure callback in conducted in accordance to the Fraud Prevention Manual on asset and non-asset transfers. • Ensure timely escalation of concerns and suspicious activities to Management and Head Office. • Perform end of day review and reconciliation. • Perform surveillance checks on all client related transactions. • Conduct investigations and callback retrievals for suspicious transactions and ensure callback in conducted in accordance to the Fraud Prevention Manual on asset and non-asset transfers. • Ensure timely escalation of concerns and suspicious activities to Management and Head Office. • Perform end of day review and reconciliation.



GREAT EASTERN

• Singapore
• Insurance
• 700 & Above Employee

• New Business Underwriting, Underwriting Assistant

  • Jun 2016 - Nov 2016

  -Screening and data entry for life, personal accident and health insurance applications within stipulated turnaround time -Develop new business and retain existing accounts -Updating of underwriting requirements and other administration work -Managing of feedback from distribution representatives and policyholder -Screening and data entry for life, personal accident and health insurance applications within stipulated turnaround time -Develop new business and retain existing accounts -Updating of underwriting requirements and other administration work -Managing of feedback from distribution representatives and policyholder



SPH Media

• Singapore
• Media Production
• 700 & Above Employee

• Digital Media Group, AsiaOne

  • Jun 2014 - Sep 2014

  -Web Uploader in the Digital Media Group. Tasked with HTML coding and formatting articles from editors and journalists and uploading them on news site, Asiaone.com -Had to meet multiple deadlines daily, including timely upload of breaking news -Photo editing done using Adobe Photoshop to accompany every article. -Web Uploader in the Digital Media Group. Tasked with HTML coding and formatting articles from editors and journalists and uploading them on news site, Asiaone.com -Had to meet multiple deadlines daily, including timely upload of breaking news -Photo editing done using Adobe Photoshop to accompany every article.



Singapore Armed Forces

• Defense & Space
• 700 & Above Employee

• Military Police

  • Sep 2011 - Sep 2013

  -Enforcement Unit – Deserter Platoon. Arrest AWOL/Deserters. Responsible for the arrest of multiple deserters in a high risk high stress environment -Ceremonial Guard of Honour. Guard of honor division. SAF day parade representing Military Police Command. Multiple guard of honour parades at the Istana Singapore, some of which were, Prince Charles, Prime Minister of United Kingdom, President of Columbia -Military Security Division for National Day Parade 2012,2013 -Enforcement Unit – Deserter Platoon. Arrest AWOL/Deserters. Responsible for the arrest of multiple deserters in a high risk high stress environment -Ceremonial Guard of Honour. Guard of honor division. SAF day parade representing Military Police Command. Multiple guard of honour parades at the Istana Singapore, some of which were, Prince Charles, Prime Minister of United Kingdom, President of Columbia -Military Security Division for National Day Parade 2012,2013