Kevin K. L.
Chief Information Security Officer at MUFG Securities Americas Inc.- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Location
US
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Credentials
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Series 99
FINRAMar, 2021- Nov, 2024 -
Security Industry Essentials
FINRAFeb, 2021- Nov, 2024 -
Certified in Risk and Information Systems Control™ (CRISC)
ISACADec, 2010- Nov, 2024 -
Certified Information Systems Auditor® (CISA)
ISACAApr, 2006- Nov, 2024
Experience
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MUFG Securities Americas Inc.
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United States
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Investment Banking
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1 - 100 Employee
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Chief Information Security Officer
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Jan 2020 - Present
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Evanta, a Gartner Company
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United States
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Professional Training and Coaching
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200 - 300 Employee
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Governing Body Member, New York CISO Community
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Nov 2021 - Present
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Apollo Global Management, Inc.
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United States
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Financial Services
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700 & Above Employee
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Principal, Global Head of IT Audit
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May 2018 - Jan 2020
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Guggenheim Partners
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United States
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Financial Services
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700 & Above Employee
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Managing Director, Head of IT Audit
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Mar 2015 - May 2018
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The Depository Trust & Clearing Corporation (DTCC)
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United States
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Financial Services
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700 & Above Employee
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Director, Head of Enterprise Infrastructure and Information Security Audit
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Nov 2011 - Mar 2015
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MF Global
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United States
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Financial Services
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700 & Above Employee
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Executive Director, Head of IT Audit (Americas)
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May 2011 - Nov 2011
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The Depository Trust & Clearing Corporation (DTCC)
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United States
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Financial Services
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700 & Above Employee
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Senior Manager - Team Leader, Application Development Management Audit
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Jun 2009 - May 2011
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Barclays Corporate & Investment Bank
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United States
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Financial Services
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700 & Above Employee
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Associate Director - Manager, Application Development and Infrastructure
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Sep 2008 - Jun 2009
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Lehman Brothers
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Capital Markets
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700 & Above Employee
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Assistant Vice President - Manager, Capital Markets IT
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Mar 2006 - Sep 2008
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Goldman Sachs
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United States
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Financial Services
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700 & Above Employee
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Associate, Securities IT
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Dec 2003 - Mar 2006
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Societe Generale
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France
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Banking
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700 & Above Employee
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Analyst, Database Administrator
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Aug 2000 - Dec 2003
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Community
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