Kabelo. H Madiga
Investment Compliance Analyst at Global Investment Reporting- Claim this Profile
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Bio
Credentials
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Advanced Diploma in Legal Studies and Business
Alison - Empower YourselfAug, 2022- Oct, 2024 -
Diploma in Financial Accounting
Alison - Empower YourselfJun, 2022- Oct, 2024 -
Diploma in Operations Management (Ops)
Alison - Empower YourselfJun, 2022- Oct, 2024 -
ETF, Index Fund and Mutual Fund Investing
Alison - Empower YourselfJun, 2022- Oct, 2024 -
Accounting and Finance (Short Course)
ELC eLearning CollegeApr, 2021- Oct, 2024
Experience
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Global Investment Reporting
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Financial Services
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1 - 100 Employee
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Investment Compliance Analyst
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May 2022 - Present
As a Regulatory Compliance Specialist my duties include, but are not limited to: Ensuring that the fund is in compliance with all relevant regulations, including Regulation 28 and SARB guidelines. Reviewing and analyzing fund documents, such as offering memorandums, prospectuses, and annual reports, to ensure compliance with regulations. Monitoring and reporting on regulatory changes and developments that may affect the fund. Developing and implementing policies and procedures to ensure compliance with regulations and minimize risk. Coordinating and communicating with internal and external stakeholders, such as fund managers, auditors, and regulators, to ensure compliance with regulations. Participating in regular compliance review and testing to ensure the fund is in compliance with regulations. Keeping abreast of industry developments and best practices in regulatory compliance. Providing guidance and training to internal stakeholders on regulatory compliance issues. Performing other duties as assigned by management to ensure the compliance with regulations.
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Global Investment Reporting
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Financial Services
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1 - 100 Employee
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Investment Data Administrator
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Jun 2019 - Nov 2019
As an Investment Administrator with a focus on data, my roles and duties may included: Collecting, inputting, and maintaining accurate and up-to-date data for the fund's investments, such as prices, returns, and transactions. Analyzing and interpreting investment data to identify trends and potential issues, and providing recommendations to fund managers. Developing and maintaining databases and systems to track and report on investment data. Performing regular data quality checks to ensure data accuracy and completeness. Creating and distributing investment reports and performance summaries to internal and external stakeholders. Assisting with the preparation of investment presentations and reports. Keeping abreast of industry developments and best practices in data management and analysis.
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Education
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2015 - 2018
University Of Johannesburg
BSc, Mathematical Science (with Finance)
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