Experience

Bay Financial Associates LLC

• Financial Services
• 1 - 100 Employee

• CERTIFIED FINANCIAL PLANNER (TM) professional

  • Oct 2009 - Present

  I provide investment advisory and brokerage services, retirement planning, and general financial planning to individuals and small businesses. Securities and advisory services are offered through LPL Financial, Member FINRA/SIPC. For hyperlinks to FINRA and SIPC, please refer to the "Contact and Personal Info" section. I may only discuss and/or transact securities business with the residents of the following states: AZ, CA, CT, FL, HI, IN, MA, ME, MO, NH, NY, OR, RI, TX, VA, WA. Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness. Show less



Wells Fargo

• United States
• Financial Services
• 700 & Above Employee

• Financial Advisor

  • Sep 2005 - Sep 2009

  (Formerly A.G. Edwards and Wachovia Securities, LLC) (Formerly A.G. Edwards and Wachovia Securities, LLC)



State Street

• United States
• Financial Services
• 700 & Above Employee

• Assistant Vice President

  • Sep 2000 - Dec 2003

  As a project manager, directed a staff of three business analysts and various ad hoc project teams. Managed the development and testing of internal accounting systems, led the creation of online training materials, and coordinated establishment of best practice methods. As a project manager, directed a staff of three business analysts and various ad hoc project teams. Managed the development and testing of internal accounting systems, led the creation of online training materials, and coordinated establishment of best practice methods.



Kenan Systems

• Software Development
• 1 - 100 Employee

• Quality Assurance Engineer

  • Sep 1997 - Aug 2000

  Acted as a key contributor for a quality assurance test team, charged with deadline-oriented test execution for telecommunications billing and order-entry software Arbor /BP® & Arbor /OM®. Acted as a key contributor for a quality assurance test team, charged with deadline-oriented test execution for telecommunications billing and order-entry software Arbor /BP® & Arbor /OM®.