Experience

National Bank Independent Network

• Canada
• Financial Services
• 100 - 200 Employee

• President & CEO

  • Dec 2012 - Present



Electronic Transaction Clearing Canada Inc

• Toronto, Ontario, Canada

• President

  • Apr 2012 - Dec 2012



TD

• Canada
• Banking
• 700 & Above Employee

• Vice President, TD Waterhouse Institutional Services

  • Nov 2007 - Sep 2011

  Institutional Services offers custody, clearing and settlement services to introducing brokers and investment counsellors · Responsible for the strategic direction, growth, profitability and client experience of the Institutional Services business within TD Waterhouse Institutional Services offers custody, clearing and settlement services to introducing brokers and investment counsellors · Responsible for the strategic direction, growth, profitability and client experience of the Institutional Services business within TD Waterhouse



TD

• Canada
• Banking
• 700 & Above Employee

• Associate VP, Business Process Solutions, Wealth Mgmt

  • 2007 - 2007

  · Managed a team of 40 business process consultants and analysts that supported 6 Wealth Management businesses and Operations · Managed a team of 40 business process consultants and analysts that supported 6 Wealth Management businesses and Operations



TD

• Canada
• Banking
• 700 & Above Employee

• Associate VP, Account Management, Wealth Mgmt

  • 2003 - 2006

  · Managed, developed and counseled 11 managers and 350 staff through the restructure of 4 operating units into a centralized wealth operation · Ensured efficient and effective operation of Account Opening /Maintenance, Account Transfer, Estate Processing, Registered Plan and SDRSP Mortgage products and procedures for customers of TD Wealth Management as well as the preparation and fulfillment of all client reporting (distribution centre) · Managed, developed and counseled 11 managers and 350 staff through the restructure of 4 operating units into a centralized wealth operation · Ensured efficient and effective operation of Account Opening /Maintenance, Account Transfer, Estate Processing, Registered Plan and SDRSP Mortgage products and procedures for customers of TD Wealth Management as well as the preparation and fulfillment of all client reporting (distribution centre)



TD

• Canada
• Banking
• 700 & Above Employee

• Senior Manager, Mutual Fund Services, Wealth Mgmt

  • Jan 1999 - Jan 2002

  · Managed and developed 4 managers, 100 staff· Ensured the areas of external and dealer mutual fund record keeping, group plan services, client relationship management and business implementation services operated at a superior customer service level while maintaining a cost-effective operation.

• Senior Manager, Workflow Solutions, Wealth Mgmt

  • 2002 - 2002

  · Managed 15 Project Managers and Business Analysts with a development budget of $15MM