Theresa Seto Alewine

Head, Global Business Management - Distribution at RBC Global Asset Management (U.S.) Inc.
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Contact Information
us****@****om
(386) 825-5501
Location
Minneapolis, Minnesota, United States, US

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Experience

  • RBC Global Asset Management (U.S.) Inc.
    • Investment Management
    • 1 - 100 Employee
    • Head, Global Business Management - Distribution
      • Jun 2019 - Present

    • Director, Client Experience
      • Jun 2018 - Jun 2019

    • Chief Compliance Officer
      • Dec 2010 - Jun 2018

  • RBC Wealth Management
    • Canada
    • Financial Services
    • 700 & Above Employee
    • Compliance Director - Advisory, Retirement & Trust Services
      • Mar 2006 - Dec 2010

      Theresa served as a compliance director responsible for administering compliance related to the invesetment advisory services offered to the private client group, which included packaged investment products, managed (fee-based wrap) accounts and retirement services.

  • Piper Jaffray
    • United States
    • Financial Services
    • 300 - 400 Employee
    • Compliance Manager - Investment Advisory Services
      • Jan 2000 - Mar 2006

Education

  • Augsburg University
    MBA
    -
  • Concordia University-St. Paul
    B.A., English & Secondary Education
    -
  • Yoga Center of Minneapolis
    230 Hr Yoga Study
    -

Community

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