STEVE FARMER
Chief Compliance Officer at Confluence Investment Management- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Experience
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Confluence Investment Management
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United States
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Financial Services
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1 - 100 Employee
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Chief Compliance Officer
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Jul 2019 - Present
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Chief Compliance Officer
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Jun 2017 - Jul 2019
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Deputy Chief Compliance Officer
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Jun 2016 - Jun 2017
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Northern Trust Asset Management
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United States
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Investment Management
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700 & Above Employee
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Chief Compliance Officer - 50 South Capital Advisors (adviser and funds)
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Feb 2015 - Jul 2019
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Director
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Dec 2011 - Nov 2018
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Northern Trust FlexShares / ETF
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Greater Chicago Area
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Chief Compliance Officer
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Oct 2015 - Jul 2016
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Chief Compliance Officer
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Oct 2015 - Jun 2016
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Mesirow
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United States
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Financial Services
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500 - 600 Employee
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Chief Compliance Officer - Hedge Fund of Funds
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2006 - Feb 2015
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Northern Trust Asset Management
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United States
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Investment Management
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700 & Above Employee
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Hedge Fund of Funds
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2003 - 2006
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Northern Trust
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United States
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Financial Services
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700 & Above Employee
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Internal Auditor
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1999 - 2003
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Chicago Board of Trade
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Financial Services
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100 - 200 Employee
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Office of Investigations and Audits
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1996 - 1999
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Education
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Northern Illinois University
Bachelors, Finance -
DePaul Driehaus College of Business
Masters, Finance
Community
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