Nicole Borland, CFA
Senior Compliance Manager at BMO Wealth Management - Canada- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Location
Toronto, Ontario, Canada, CA
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Credentials
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Regulatory Compliance and Legal Risk Management for Financial Institutions Certificate
Osgoode Professional DevelopmentMay, 2017- Nov, 2024 -
Canadian Investment Funds Course
Investment Funds Institute of Canada -
Canadian Securities Course
Canadian Securities Institute -
Chartered Financial Analyst (CFA)
CFA Institute -
Conduct and Practices Handbook
Canadian Securities Institute
Experience
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BMO Wealth Management - Canada
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Banking
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700 & Above Employee
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Senior Compliance Manager
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Aug 2020 - Present
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Invesco Canada
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Canada
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Financial Services
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200 - 300 Employee
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Manager, Investment Compliance
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Jan 2018 - Aug 2020
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Sun Life Global Investments
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Canada
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Financial Services
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100 - 200 Employee
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Compliance Manager
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Apr 2017 - Dec 2017
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Senior Compliance Analyst
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Mar 2016 - Apr 2017
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iA Clarington Investments
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Canada
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Financial Services
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100 - 200 Employee
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Compliance Analyst
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Feb 2015 - Mar 2016
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CI Assante Wealth Management
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Canada
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Financial Services
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700 & Above Employee
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Compliance Officer
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Apr 2014 - Feb 2015
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CI Global Asset Management
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Canada
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Investment Management
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700 & Above Employee
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Resolution Services Associate
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May 2013 - Apr 2014
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London Life
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Insurance
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700 & Above Employee
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Marketing and Branch File Associate
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Dec 2010 - May 2013
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Administrative Associate
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Mar 2010 - Dec 2010
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Education
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The University of Western Ontario
Bachelor of Management and Organizational Studies, Organizational and Human Resources
Community
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