Experience

Circle

• United States
• Financial Services
• 700 & Above Employee

• AML Manager - Investigation Operations

  • Nov 2021 - Feb 2023



Capital One

• United States
• Financial Services
• 700 & Above Employee

• AML Supervisor Complex Investigations Unit, Special Investigations Unit at Capital One

  • Jan 2020 - Nov 2021

  Served as a supervisor in the Special Investigations Unit (SIU) at Capital One which conducts high-risk money laundering investigations. Effectively managed a team of 6 investigators conducting anti-money laundering transaction monitoring reviews dealing with high risk typologies/subject matter. Managed pipeline of alerts and cases for his investigators as well as his assigned risk areas. Engaged in training new hires in the investigation process, systems access, and varying… Show more Served as a supervisor in the Special Investigations Unit (SIU) at Capital One which conducts high-risk money laundering investigations. Effectively managed a team of 6 investigators conducting anti-money laundering transaction monitoring reviews dealing with high risk typologies/subject matter. Managed pipeline of alerts and cases for his investigators as well as his assigned risk areas. Engaged in training new hires in the investigation process, systems access, and varying typologies and risk factors. Managed different ‘desks’, risk areas, including the investigations themselves, production, quality, and process maintenance and improvement thereof. Show less Served as a supervisor in the Special Investigations Unit (SIU) at Capital One which conducts high-risk money laundering investigations. Effectively managed a team of 6 investigators conducting anti-money laundering transaction monitoring reviews dealing with high risk typologies/subject matter. Managed pipeline of alerts and cases for his investigators as well as his assigned risk areas. Engaged in training new hires in the investigation process, systems access, and varying… Show more Served as a supervisor in the Special Investigations Unit (SIU) at Capital One which conducts high-risk money laundering investigations. Effectively managed a team of 6 investigators conducting anti-money laundering transaction monitoring reviews dealing with high risk typologies/subject matter. Managed pipeline of alerts and cases for his investigators as well as his assigned risk areas. Engaged in training new hires in the investigation process, systems access, and varying typologies and risk factors. Managed different ‘desks’, risk areas, including the investigations themselves, production, quality, and process maintenance and improvement thereof. Show less



PwC

• Professional Services
• 700 & Above Employee

• Risk Associate (AML)

  • Jan 2016 - Jan 2020

  Conducted AML program audit projects for multiple international clients. Assessed the client's AML program across a number or different requirements including CIP, CDD, EDD, SAR Filings, Travel Rule, Training Program, 314(b) program adherence, etc. Conducted transaction analysis, enhanced due diligence and wrote suspicious activity reports (SARs) as a part of Anti-Money Laundering (AML) investigations for both correspondent and retail banking clients. Created and delivered AML… Show more Conducted AML program audit projects for multiple international clients. Assessed the client's AML program across a number or different requirements including CIP, CDD, EDD, SAR Filings, Travel Rule, Training Program, 314(b) program adherence, etc. Conducted transaction analysis, enhanced due diligence and wrote suspicious activity reports (SARs) as a part of Anti-Money Laundering (AML) investigations for both correspondent and retail banking clients. Created and delivered AML training for around 70 new hires including content on AML typologies, transaction analysis, risk based approaches, and case studies. Developed process efficiencies in the investigation process including macros, procedural updates, and project resources that helped accelerate case production. Show less Conducted AML program audit projects for multiple international clients. Assessed the client's AML program across a number or different requirements including CIP, CDD, EDD, SAR Filings, Travel Rule, Training Program, 314(b) program adherence, etc. Conducted transaction analysis, enhanced due diligence and wrote suspicious activity reports (SARs) as a part of Anti-Money Laundering (AML) investigations for both correspondent and retail banking clients. Created and delivered AML… Show more Conducted AML program audit projects for multiple international clients. Assessed the client's AML program across a number or different requirements including CIP, CDD, EDD, SAR Filings, Travel Rule, Training Program, 314(b) program adherence, etc. Conducted transaction analysis, enhanced due diligence and wrote suspicious activity reports (SARs) as a part of Anti-Money Laundering (AML) investigations for both correspondent and retail banking clients. Created and delivered AML training for around 70 new hires including content on AML typologies, transaction analysis, risk based approaches, and case studies. Developed process efficiencies in the investigation process including macros, procedural updates, and project resources that helped accelerate case production. Show less