Experience

BTIG

• United States
• Financial Services
• 500 - 600 Employee

• Senior Vice President, Legal Counsel

  • Oct 2019 - Present

  San Francisco Bay Area Senior Vice President January 2022 - Present Vice President October 2019 - December 2021



Francisco Partners

• United States
• Venture Capital and Private Equity Principals
• 100 - 200 Employee

• Director of Compliance

  • Jan 2017 - Oct 2019

  San Francisco Bay Area



Cordium (Now part of ACA Compliance Group)

• United Kingdom
• Financial Services
• 1 - 100 Employee

• Assistant Vice President

  • Oct 2014 - Dec 2016

  San Francisco Bay Area Senior Compliance Associate July 2015 - June 2016 Compliance Associate October 2014 - June 2015 • Assist registered investment advisers and exempt reporting advisers with SEC, FINRA, Treasury, and CFTC regulatory compliance • Create, evaluate, and maintain compliance programs for clients, including drafting Compliance Manual and Code of Ethics, reviewing marketing materials, conducting annual compliance reviews, mock regulatory audits, and ongoing compliance support • Assist… Show more Senior Compliance Associate July 2015 - June 2016 Compliance Associate October 2014 - June 2015 • Assist registered investment advisers and exempt reporting advisers with SEC, FINRA, Treasury, and CFTC regulatory compliance • Create, evaluate, and maintain compliance programs for clients, including drafting Compliance Manual and Code of Ethics, reviewing marketing materials, conducting annual compliance reviews, mock regulatory audits, and ongoing compliance support • Assist with regulatory filings, including Form ADV, Form PF, 13H, 13F, and Form SLT Show less



American Academy of Actuaries

• United States
• Public Policy Offices
• 1 - 100 Employee

• Law Clerk

  • Feb 2013 - Aug 2013

  Washington D.C. Metro Area • Researched legal issues and drafted language for contracts, legal memoranda, and material for General Counsel presentations, including disclaimer language and conflict of interest statements • Researched and composed memorandum on antitrust issues for private standard-setting organizations • Performed legal reviews of proposed Actuarial Standards of Practice, including finding potential contract, due process, and antitrust issues • Collected, analyzed, and summarized discipline… Show more • Researched legal issues and drafted language for contracts, legal memoranda, and material for General Counsel presentations, including disclaimer language and conflict of interest statements • Researched and composed memorandum on antitrust issues for private standard-setting organizations • Performed legal reviews of proposed Actuarial Standards of Practice, including finding potential contract, due process, and antitrust issues • Collected, analyzed, and summarized discipline statistics for actuaries and comparators and assisted Discipline Committee in preparing content for presentation to state regulators Show less



U.S. Department of the Treasury, Office of Financial Research

• Business Coordinator

  • Jun 2012 - Aug 2012

  Washington D.C. Metro Area • Created metadata classification system for the Financial Stability Oversight Council (FSOC) Interagency Database, which includes data from each of the 15 member agencies • Assisted in developing the short and long term Strategic Plans for the Data Services department • Analyzed contracts with data suppliers to ensure compliance with Dodd-Frank



ClimaCheck Sweden AB

• Sweden
• IT Services and IT Consulting
• 1 - 100 Employee

• MBA Consultant

  • Mar 2012 - May 2012

  Stockholm, Sweden • Team Responsibilities: Prepared U.S. Market Entry Plan, including Market Assessment, Market Segmentation Analysis, Market Entry Strategy, and Marketing Strategy • Individual Responsibilities: Researched and composed “Regulatory Environment” and “Legal Environment” sections of final report; copyedited papers and presentations



TCV

• United States
• Venture Capital and Private Equity Principals
• 1 - 100 Employee

• Legal Intern

  • May 2011 - Jul 2011

  Palo Alto, CA • Assisted TCV in preparing for SEC Investment Adviser Registration, including revising Compliance Policies and Procedures Manual, creating Compliance Calendar, and comparing SEC regulations to current company handbook • Analyzed, tracked, and summarized partnership agreements, nondisclosure agreements, and lock-up agreements



Kleiner Perkins

• United States
• Venture Capital and Private Equity Principals
• 1 - 100 Employee

• Finance Associate

  • Jul 2008 - May 2010

  Menlo Park, CA • Informed investors through virtual data room; collected and presented data on portfolio companies in the annual report; tracked capital contributions and other investor data for investment funds consisting of over 2500 investors; managed all Accounts Payable processes; performed monthly bank reconciliations for 70 fund accounts • Coordinated with China office legal and finance teams; tracked investments and safeguarded stock certificates; supported China fundraising activities including… Show more • Informed investors through virtual data room; collected and presented data on portfolio companies in the annual report; tracked capital contributions and other investor data for investment funds consisting of over 2500 investors; managed all Accounts Payable processes; performed monthly bank reconciliations for 70 fund accounts • Coordinated with China office legal and finance teams; tracked investments and safeguarded stock certificates; supported China fundraising activities including accumulating subscription documents and other investor data Show less



TONI&GUY

• United States
• Higher Education
• 700 & Above Employee

• Client Services Coordinator

  • Oct 2007 - Apr 2008

  London, United Kingdom • Facilitated smooth communication between all members of staff in Toni & Guy’s flagship salon, including head office, managers, and stylists • Maintained company’s top-tier image by providing excellent customer service



Accel

• Venture Capital and Private Equity Principals
• 200 - 300 Employee

• Finance Intern

  • Jun 2007 - Sep 2007

  Palo Alto, CA • Interned in Finance Department for Summers 2003, 2004, 2005, and 2007